Luis Mario Alejandro Gomez Mora
Professional summary
Luis Mario Alejandro Gomez Mora, who also goes by Alejandro Gomez, Alex Gomez, Luis Gomez, Luis Mario A Gomez Mora, is a registered financial professional currently at DRIVEWEALTH, LLC located in New York, New York and DRIVEWEALTH INSTITUTIONAL LLC located in New York, New York.
Luis Mario Alejandro is registered as a RR (Registered Representative) and started their career in finance in 2019. Luis Mario Alejandro has worked at 3 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luis Mario Alejandro Gomez Mora's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2025 - Present
DRIVEWEALTH, LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005January 9, 2025 - Present
DRIVEWEALTH INSTITUTIONAL LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY 10005May 7, 2019 - January 7, 2025
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2025)
Exams
Series 57TO
Date: 3/19/2024
Securities Trader ExamSeries 7TO
Date: 5/7/2019
General Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
FINRA
NYSE American LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Arca, Inc.
NYSE National, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq Stock Market
New York Stock Exchange
New York Stock Exchange
Current Firm
DRIVEWEALTH INSTITUTIONAL LLC
CRD#: 33038 / SEC#: , 8-31461
Contact information
FINRA licenses (32 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | CHIEF OPERATING OFFICER | 2262100 |
| MADARASZ, RONALD JOHN | SENIOR MANAGER, INSTITUTIONAL SALES & TRADING | 1769473 |
| METZGER, BARRY SCOTT | CHIEF EXECUTIVE OFFICER | 4719211 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
| TZANETEAS, ALEC MICHAEL | CHIEF COMPLIANCE OFFICER | 6983736 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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