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DS

Dhruv Sanger

MATTHEWS SOUTH
SAN MATEO, CA 94402
Some features on this profile are disabled
CRD#: 6762616
DS

Professional summary

Dhruv Sanger is a registered financial professional currently at MATTHEWS SOUTH, LLC located in San Mateo, California.

Dhruv is registered as a RR (Registered Representative) and started their career in finance in 2018. Dhruv has worked at 2 firms and has passed the Series 63, Series 7, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dhruv Sanger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 23, 2024 - Present

MATTHEWS SOUTH, LLC

Office #1: 1700 South El Camino Real, Suite 345, San Mateo, CA 94402
BD
CRD#: 283409
SAN MATEO, CA
Past

August 9, 2018 - December 13, 2022

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/23/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 10/20/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/5/2018
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/9/2018
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MATTHEWS SOUTH, LLC
MATTHEWS SOUTH, LLC

CRD#: 283409 / SEC#: , 8-69751

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
1700 South El Camino Real, Suite 345, San Mateo, CA 94402
Mailing Address
1700 South El Camino Real, Suite 345, San Mateo, CA 94402
Phone number
(415) 619-5350
Established
Delaware since 02/18/2016
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MATTHEWS SOUTH, INC.DIRECT OWNER
CASTELLANO, KEVIN JAMESCFO5348442
CULAS, VIJAY BASILCEO/MANAGING MEMBER2643904
HAYES, SUSAN ANNFINOP2856326
SEECHARAN, BEESHAM ACCO5221163

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MATTHEWS SOUTH, LLC

CRD#: 283409San Mateo, CA 94402

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