Margaret S. Fitzpatrick
Professional summary
Margaret Stacy Fitzpatrick, who also goes by Maggie Fitzpatrick, is a registered financial advisor currently at BRECKINRIDGE CAPITAL ADVISORS INC located in San Diego, California.
Margaret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Margaret has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Margaret Stacy Fitzpatrick's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2018 - Present
BRECKINRIDGE CAPITAL ADVISORS INC
Office #1: 4655 Executive Drive Suite 820, San Diego, CA 92121September 6, 2017 - December 14, 2017
FORESIDE FUND SERVICES, LLC
March 28, 2017 - December 11, 2017
GURTIN MUNICIPAL BOND MANAGEMENT
Primary Firm SEC Registration
BRECKINRIDGE CAPITAL ADVISORS INC
CRD#: 107143 / SEC#: 801-43833
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/9/2018)
Exams
Current Firm
BRECKINRIDGE CAPITAL ADVISORS INC
CRD#: 107143 / SEC#: 801-43833
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 18,559 |
| AUM (Assets Under Management) | $ 50,989,726,048 |
Red Flags
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