Tory M. Young
Professional summary
Tory Michael Young, who also goes by Tory M Young, Tory Young, is a registered financial professional currently at ALPACA SECURITIES LLC located in New York, New York.
Tory is registered as a RR (Registered Representative) and started their career in finance in 2017. Tory has worked at 5 firms and has passed the Series 63, Series 82TO, Series 22TO, Series 6TO, Series 99TO, SIE, Series 7, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tory Michael Young's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2024 - Present
ALPACA SECURITIES LLC
Office #1: 12 E 49th St. Floor 11, New York, NY 10017December 18, 2023 - February 15, 2024
LPL FINANCIAL LLC
April 26, 2023 - November 24, 2023
WELLS FARGO SECURITIES, LLC
August 18, 2021 - August 10, 2022
ROBINHOOD FINANCIAL, LLC
September 8, 2017 - September 15, 2020
WELLS FARGO CLEARING SERVICES, LLC
April 4, 2017 - September 15, 2020
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2025)
(5/9/2024)
Exams
Series 82TO
Date: 4/26/2023
Limited Representative-Private Securities OfferingsSeries 22TO
Date: 4/26/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 4/26/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 4/26/2023
Operations Professional ExaminationFINRA
Investors' Exchange LLC
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
ALPACA SECURITIES LLC
CRD#: 288202 / SEC#: , 8-69928
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALPACADB, INC. | SOLE MEMBER | |
| DIAZ, ZACHARY LUCIANO | SR. DIRECTOR CUSTODY & SETTLEMENT, PRINCIPAL OPERATIONS OFFICER | 6027965 |
| DUSSEAULT, DAVID STANLEY | PRESIDENT AND COO | 2819891 |
| GARZA, FELIPE | AML COMPLIANCE OFFICER | 4613815 |
| LEE, TONY | GLOBAL HEAD OF BROKERAGE | 5618563 |
| SAUGSTAD, MONIQUE D | CHIEF COMPLIANCE OFFICER | 4127241 |
| TAIFI, MEHDI | CHIEF RISK OFFICER | 5977322 |
| WETTERWALD, TAMMY CAO | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 6113272 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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