Sean D. Dunn
Professional summary
Sean David Dunn is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York.
Sean is registered as a RR (Registered Representative) and started their career in finance in 2018. Sean has worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 99 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean David Dunn's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2018 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 4 Floor Itd, New York, NY 10022May 12, 2018 - April 24, 2019
FMX EXECUTION, LLC
May 11, 2018 - April 24, 2019
CASTLEOAK SECURITIES, LP
May 10, 2018 - April 24, 2019
SUNRISE BROKERS LLC
May 10, 2018 - April 24, 2019
MINT BROKERS
May 10, 2018 - April 24, 2019
GFI SECURITIES LLC
May 10, 2018 - April 24, 2019
CFWP SECURITIES, LLC
May 10, 2018 - April 24, 2019
CF SECURED, LLC
May 10, 2018 - April 24, 2019
BGC FINANCIAL, L.P.
May 10, 2018 - April 24, 2019
AQUA SECURITIES L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/22/2021)
Exams
Series 79TO
Date: 5/7/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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