Kanak Agarwal
STRATEGIC ADVISERS LLC | Financial Consultant
FREMONT, CA
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CRD#: 6759867
Professional summary
Kanak Agarwal, who also goes by Kanak Aggarwal, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Fremont, California and FIDELITY BROKERAGE SERVICES LLC located in Mountain View, California.
Kanak is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Kanak has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
As your Financial Consultant, my role is to work closely with you and your family, in a dedicated and collaborative relationship. This allows me to get to know you, your goals, concerns, past experiences, and preferences. Together, we can develop a plan that is customized and catered to helping you put a strategy in place to work towards your financial success. I provide my clients with education, guidance and an ongoing personalized relationship.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kanak Aggarwal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kanak Agarwal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Army Institute of Management and Technology
Master of Business Administration (MBA) - Finance
2007
Vaish College of Engineering
Bachelor of Engineering - Computer Science
2005
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 2580 W El Camino Real Ste 9, Mountain View, CA 94040-1212RIA
CRD#: 104555
FREMONT, CA
Current
January 26, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2580 W El Camino Real, Ste 9, Mountain View, CA 94040-1212BD
CRD#: 7784
Mountain View, CA
Past
January 28, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MOUNTAIN VIEW, CA
Past
January 19, 2018 - January 11, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CASTRO VALLEY, CA
Past
January 19, 2018 - January 11, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CASTRO VALLEY, CA
Past
June 27, 2017 - January 22, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
June 2, 2017 - January 22, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
FREMONT, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/26/2021)
IAR
California(3/31/2025)
RR
Colorado(5/6/2022)
RR
Connecticut(7/20/2023)
RR
Delaware(9/29/2023)
RR
Florida(5/6/2022)
RR
Georgia(3/12/2021)
RR
Idaho(7/19/2024)
RR
Illinois(3/4/2022)
RR
Maryland(7/8/2022)
RR
Massachusetts(10/8/2021)
RR
Michigan(3/12/2021)
RR
Montana(3/4/2022)
RR
Nevada(1/26/2021)
RR
New Jersey(8/13/2021)
RR
New York(8/31/2023)
RR
Ohio(5/5/2024)
RR
Oregon(1/26/2021)
RR
Pennsylvania(8/13/2021)
RR
Tennessee(10/8/2021)
RR
Texas(4/9/2024)
IAR
Texas(3/31/2025)
RR
Virginia(5/6/2022)
RR
Washington(2/25/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Fremont, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
