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Noboru Muto

APP
ITASCA, CA
·CRD# 6759845·9 years experience

Professional Summary

Noboru Muto, who also goes by Noboru - Muto, Noboru Muto, is a registered financial advisor currently at APP located in Itasca, California. Noboru is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Noboru has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Noboru - Muto, Noboru Muto

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

APP·CRD# 324537
RIA
100 Pierce Road, Suite 100, Itasca, CA 94403
October 25, 2024 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
Itasca, IL
February 3, 2021 - November 15, 2022
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.·CRD# 134139
RIA
Itasca, IL
December 14, 2018 - January 20, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543
BD
Itasca, IL
December 14, 2018 - January 20, 2021
1ST GLOBAL ADVISORS INC·CRD# 111133
RIA
Itasca, IL
November 20, 2017 - December 18, 2018
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Itasca, IL
May 18, 2017 - December 18, 2018

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Current Firm

AP
APP

APP | ASSET PLANNING AND PROTECTION LLC

CRD#: 324537
California
Registered Investment Advisory firm - California (1/26/2023 Approved)

Contact Information

Main Address

1900 S. Norfolk St. Ste 350, San Mateo, CA 94403

Phone Number

(949) 877-3505

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

97

AUM (Assets Under Management)

$12,900,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HILLDALE GOLF CLUB, 1625 ARDWICK DR, HOFFMAN ESTATES, IL, 6/1986 AS GENERAL MANAGER IN CHARGE OF GOLF COURSE OPERATION. NIR - 20/WK - 0/TRADING.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2017About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2017About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Noboru Muto's CRS (Customer Relationship Summary).

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