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NM

Noboru Muto

APP
ITASCA, CA 94403
Some features on this profile are disabled
CRD#: 6759845
NM

Professional summary

Noboru Muto, who also goes by Noboru - Muto, Noboru Muto, is a registered financial advisor currently at APP located in Itasca, California.

Noboru is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Noboru has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Noboru - Muto | Noboru Muto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HILLDALE GOLF CLUB, 1625 ARDWICK DR, HOFFMAN ESTATES, IL, 6/1986 AS GENERAL MANAGER IN CHARGE OF GOLF COURSE OPERATION. NIR - 20/WK - 0/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noboru Muto's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 25, 2024 - Present

APP

Office #1: 100 Pierce Road, Suite 100, Itasca, CA 94403
RIA
CRD#: 324537
ITASCA, CA
Past

February 3, 2021 - November 15, 2022

LPL FINANCIAL LLC

RIA
CRD#: 6413
Itasca, IL
Past

December 14, 2018 - January 20, 2021

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Itasca, IL
Past

December 14, 2018 - January 20, 2021

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
Itasca, IL
Past

November 20, 2017 - December 18, 2018

1ST GLOBAL ADVISORS INC

RIA
CRD#: 111133
ITASCA, IL
Past

May 18, 2017 - December 18, 2018

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
ITASCA, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/25/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/20/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/18/2017
General Securities Representative Examination

Current Firm

AP
APP
APP | ASSET PLANNING AND PROTECTION LLC

CRD#: 324537 / SEC#:

California
Registered Investment Advisory firm - (1/26/2023 Approved)
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Contact information

Main Address
1900 S. Norfolk St. Ste 350, San Mateo, CA 94403
Mailing Address
Phone number
(949) 877-3505
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts80
AUM (Assets Under Management)$ 8,570,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

APP

CRD#: 324537Itasca, CA 94403

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