VS
V. Thane T. Stenner
CANACCORD GENUITY WEALTH MANAGEMENT (USA)
VANCOUVER, V6E 4E5
Some features on this profile are disabled
CRD#: 6759366
VS
Professional summary
V. Thane Thane Stenner, who also goes by Thane Stenner, Venning Thane Stenner, is a registered financial advisor currently at CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. .
V. Thane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. V. Thane has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thane Stenner | Venning Thane Stenner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CANACCORD GENUITY CORP INVESTMENT RELATED 1200 - 1133 Melville Street Vancouver, BC V6E4E5 CANADIAN BROKER DEALER Portfolio Manager 10/30/2020 40HRS PER WEEK Staunch Investments Inc Non-Investment related 1700 - 1185 West Georgia Street Passive Holding Company to own/invest in the Van Edge Venture Capital LP Fund Director 2/11/2011 0 hours per week artius.iD, Inc. (formerly Q5id) Non-Investment related 801 Barton Springs, Austin, TX 78704 Technology Company Strategic Advisor/investor 10/19/2020 20 hours annually True Wealth Enterprises Inc Non-Investment Related 1201 - 277 Thurlow Street Vancouver, BC Passive Holding Company Directory/Beneficial Owner 12/31/2020 0 Hrs Per Week
CRS (Client Relationship Summary) - RIA
Click below to view V. Thane Thane Stenner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view V. Thane Thane Stenner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 10, 2020 - Present
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
Office #1: 1200 - 1133 Melville Street, Vancouver, V6E 4E5RIA
BD
CRD#: 7449
VANCOUVER,
Current
November 10, 2020 - Present
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
Office #1: 1200 - 1133 Melville Street, Vancouver, V6E 4E5RIA
BD
CRD#: 7449
VANCOUVER,
Past
April 12, 2017 - November 2, 2020
MORGAN STANLEY
RIA
CRD#: 149777
SAN FRANCISCO, CA
Past
March 16, 2017 - November 2, 2020
MORGAN STANLEY
BD
CRD#: 149777
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
CANACCORD CAPITAL CORPORATION USA, INC. | NORAM INVESTMENT SERVICES, INC. | EQUITY SECURITIES TRADING CO., INC. | CANACCORD WEALTH MANAGEMENT (USA) INC. | CANACCORD WEALTH MANAGEMENT | CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. | CANACCORD GENUITY WEALTH MANAGEMENT | CANACCORD FINANCIAL (USA) INC.
CRD#: 7449 / SEC#: 801-106809, 8-21025
RIA
Registered Investment Advisory firm - SEC (11/2/2015 Approved)Alaska
Registered Investment Advisory firm - SEC (3/22/2021 Terminated)Maryland
Registered Investment Advisory firm - SEC (2/8/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/10/2020)
RR
California(11/10/2020)
IAR
California(11/10/2020)
RR
Delaware(11/10/2020)
RR
New York(11/10/2020)
RR
Washington(11/10/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
CANACCORD CAPITAL CORPORATION USA, INC. | NORAM INVESTMENT SERVICES, INC. | EQUITY SECURITIES TRADING CO., INC. | CANACCORD WEALTH MANAGEMENT (USA) INC. | CANACCORD WEALTH MANAGEMENT | CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. | CANACCORD GENUITY WEALTH MANAGEMENT | CANACCORD FINANCIAL (USA) INC.
CRD#: 7449 / SEC#: 801-106809, 8-21025
RIA
Registered Investment Advisory firm - SEC (11/2/2015 Approved)Alaska
Registered Investment Advisory firm - SEC (3/22/2021 Terminated)Maryland
Registered Investment Advisory firm - SEC (2/8/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1133 Melville Street Suite 1100, Vancouver, Bc, V6E 4E5
Mailing Address
Pmb 2300 250 H Street, Blaine, WA 98230-4018
Phone number
(604) 643-7300
Established
Minnesota since 07/06/1976
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
31
SEC notice filing (12 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 94 |
| AUM (Assets Under Management) | $ 101,217,366 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
CRD#: 7449Vancouver, V6E 4E5TRUST BUT VERIFY
Monitor V. Thane Stenner
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
