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Selim Begis

CANACCORD GENUITY WEALTH MANAGEMENT (USA)

Amesbury, MA

·CRD# 2760484·30 years experience

Professional Summary

Selim Begis, who also goes by Selim N/a Begis, Sal Begis, is a registered financial advisor currently at CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. located in Amesbury, Massachusetts. Selim is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Selim has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 14, Series 10, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Selim N/a Begis, Sal Begis

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.·CRD# 7449

RIA

BD

Amesbury, MA

February 22, 2022 - Present

CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.·CRD# 7449

RIA

BD

1200 - 1133 Melville Street, Vancouver, V6E 4E5

February 18, 2022 - Present

STEWARD PARTNERS INVESTMENT ADVISORY, LLC·CRD# 283004

RIA

Portsmouth, NH

August 17, 2017 - February 14, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694

BD

Andover, MA

June 26, 2017 - February 22, 2022

CANACCORD GENUITY SECURITIES LLC·CRD# 24790

BD

Boston, MA

April 13, 2012 - September 26, 2012

CANACCORD GENUITY SECURITIES LLC·CRD# 24790

BD

New York, NY

March 22, 2012 - March 28, 2012

CANACCORD GENUITY LLC·CRD# 1020

BD

Boston, MA

April 27, 2011 - June 27, 2017

MORGAN STANLEY·CRD# 149777

BD

Boston, MA

June 1, 2009 - April 28, 2011

CITIGROUP GLOBAL MARKETS INC.·CRD# 7059

BD

Boston, MA

November 10, 2005 - June 1, 2009

LPL FINANCIAL LLC·CRD# 6413

BD

Fort Mill, SC

October 1, 2002 - November 11, 2005

QUICK & REILLY, INC.·CRD# 11217

BD

New York, NY

March 5, 2001 - November 1, 2001

SURETRADE INC.·CRD# 43625

BD

Lincoln, RI

March 17, 1998 - March 5, 2001

MORGAN STANLEY DW INC.·CRD# 7556

BD

Purchase, NY

June 5, 1997 - February 18, 1998

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Current Firm

CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.

CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.

CANACCORD CAPITAL CORPORATION USA, INC. | NORAM INVESTMENT SERVICES, INC. | EQUITY SECURITIES TRADING CO., INC. | CANACCORD WEALTH MANAGEMENT (USA) INC. | CANACCORD WEALTH MANAGEMENT | CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. | CANACCORD GENUITY WEALTH MANAGEMENT | CANACCORD FINANCIAL (USA) INC.

CRD#: 7449 / SEC#: 801-106809, 8-21025

RIA

Registered Investment Advisory firm - SEC (11/2/2015 Approved)

Alaska

Registered Investment Advisory firm - SEC (3/22/2021 Terminated)

Maryland

Registered Investment Advisory firm - SEC (2/8/2021 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1133 Melville Street Suite 1100, Vancouver, Bc, V6E 4E5

Mailing Address

Pmb 2300 250 H Street, Blaine, WA 98230-4018

Phone Number

(604) 643-7300

Established

Minnesota since 07/06/1976

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

# of Employees

32

SEC notice filing (12 States and Territories)

Registered to provide investment advisory services in 12 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 12 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. (6/30/2026)

Direct owners and executive officers

Name	Position	CRD#
CANACCORD ADAMS FINANCIAL GROUP INC.	EQUITY OWNER	—
BEGIS, SELIM	INTERIM CHIEF COMPLIANCE OFFICER	2760484
COX, THOMAS WILLIAM JR	PRESIDENT	2744412
MACFAYDEN, DONALD DUNCAN	CFO, FINANCIAL PRINCIPAL	5390198
MACFAYDEN, DONALD DUNCAN	OPERATIONS PRINCIPAL	5390198

Regulatory Assets Under Management

Total Number of Accounts

114

AUM (Assets Under Management)

$135,455,625

Disclosures

Regulatory Event

13

Arbitration

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.

CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.

CANACCORD CAPITAL CORPORATION USA, INC. | NORAM INVESTMENT SERVICES, INC. | EQUITY SECURITIES TRADING CO., INC. | CANACCORD WEALTH MANAGEMENT (USA) INC. | CANACCORD WEALTH MANAGEMENT | CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. | CANACCORD GENUITY WEALTH MANAGEMENT | CANACCORD FINANCIAL (USA) INC.

CRD#: 7449 / SEC#: 801-106809, 8-21025

RIA

Registered Investment Advisory firm - SEC (11/2/2015 Approved)

Alaska

Registered Investment Advisory firm - SEC (3/22/2021 Terminated)

Maryland

Registered Investment Advisory firm - SEC (2/8/2021 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(2/23/2022)

RR

Alaska
(2/18/2022)

RR

Arizona
(2/18/2022)

RR

Arkansas
(2/18/2022)

RR

California
(2/18/2022)

IAR

California
(2/22/2022)

RR

Colorado
(2/18/2022)

RR

Connecticut
(2/18/2022)

RR

Delaware
(2/18/2022)

RR

District of Columbia
(2/18/2022)

RR

Florida
(2/18/2022)

RR

Georgia
(2/18/2022)

RR

Hawaii
(2/18/2022)

RR

Idaho
(2/18/2022)

RR

Illinois
(2/18/2022)

RR

Indiana
(2/18/2022)

RR

Iowa
(2/18/2022)

RR

Kansas
(2/18/2022)

RR

Kentucky
(2/18/2022)

RR

Louisiana
(2/18/2022)

RR

Maine
(2/18/2022)

RR

Maryland
(2/18/2022)

RR

Massachusetts
(2/18/2022)

RR

Michigan
(2/18/2022)

RR

Minnesota
(2/18/2022)

RR

Mississippi
(2/18/2022)

RR

Missouri
(2/18/2022)

RR

Montana
(2/18/2022)

RR

Nebraska
(2/18/2022)

RR

Nevada
(2/18/2022)

RR

New Hampshire
(2/18/2022)

RR

New Jersey
(2/18/2022)

RR

New Mexico
(2/18/2022)

RR

New York
(2/18/2022)

RR

North Carolina
(2/18/2022)

RR

North Dakota
(2/18/2022)

RR

Ohio
(2/18/2022)

RR

Oklahoma
(2/18/2022)

RR

Oregon
(2/18/2022)

RR

Pennsylvania
(2/18/2022)

RR

Puerto Rico
(2/18/2022)

RR

Rhode Island
(2/18/2022)

RR

South Carolina
(2/18/2022)

RR

South Dakota
(2/18/2022)

RR

Tennessee
(2/18/2022)

RR

Texas
(2/18/2022)

RR

Utah
(2/18/2022)

RR

Vermont
(2/18/2022)

RR

Virgin Islands
(2/18/2022)

RR

Virginia
(2/18/2022)

RR

Washington
(2/18/2022)

RR

West Virginia
(2/18/2022)

RR

Wisconsin
(2/18/2022)

RR

Wyoming
(2/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1996About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Jun 1997About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Nov 1996About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jul 2025About the Series 14 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed Dec 2000About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Apr 2000About the Series 4 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jun 1999

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Selim Begis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Selim Begis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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