SM
Stacey M. Miner
EAGLE STRATEGIES LLC
BRIDGEWATER, MA 02324
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CRD#: 6759071
SM
Professional summary
Stacey Marie Miner, who also goes by Stacey Miner, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Bridgewater, Massachusetts and NYLIFE SECURITIES LLC located in Bridgewater, Massachusetts.
Stacey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Stacey has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stacey Miner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Networking Group USA; I am on the board of a networking group. I help organize the meetings, email members, run the meetings, and make decisions with other board members about various things we need to do with the group.; 15 Thompson St. Halifax, MA 02338; Start Date 01/2018; Role/Title: Board Member; Not Investment Related; 4 hours per month; 2 hours per month during securities trading hours] [Stacey Miner DBA Stacey Miner; This DBA (Stacey Miner DBA Stacey Miner) will be solely used for accounting purposes to keep my personal and business expenses separate. This DBA was registered as a sole proprietorship.; 49 Taber St Fairhaven MA 02719; Start Date 04/2020; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Child and Family Services Board Member; Child and Family Services is a nonprofit organization that helps to strengthen family life in a variety of ways by offering services such as counseling, therapeutic mentoring, foster care, adoption placement and many other mental health services.; 3057 Acushnet Ave New Bedford MA 02745; Start Date 11/2021; Role/Title: Board Member; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours;I am a board member which means I offer suggestions for how Child and Family services can improve in a variety of ways including but not limited to: how to keep staff, how to best allocate the budget, how to spread the word on what Child and Family services does, how to raise money, etc] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 2 Lakeshore Center, 2nd Floor Bridgewater MA 02324; Start Date 07/2022; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF NEXT GENERATION WEALTH LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; BRIDGEWATER, MA; START DATE: 07/2022]
CRS (Client Relationship Summary) - RIA
Click below to view Stacey Marie Miner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2021 - Present
EAGLE STRATEGIES LLC
Office #1: 2 Lakeshore Center 2nd Floor, Bridgewater, MA 02324RIA
CRD#: 110826
BRIDGEWATER, MA
Current
July 19, 2017 - Present
NYLIFE SECURITIES LLC
Office #1: 2 Lakeshore Center 2nd Floor, Bridgewater, MA 02324BD
CRD#: 5167
Bridgewater, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/13/2021)
RR
Colorado(6/3/2025)
RR
Florida(9/14/2023)
RR
Massachusetts(12/13/2017)
IAR
Massachusetts(5/25/2021)
RR
New York(5/14/2020)
RR
Rhode Island(9/11/2018)
RR
Vermont(9/8/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/17/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Bridgewater, MA 02324TRUST BUT VERIFY
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