Kathryn A. Withall

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CRD#: 6758824

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kathryn Ann Marie Withall, who also goes by Kathryn Ann Marie Rehm, Katie Rehm, was a registered financial professional .

Kathryn is a previously registered financial professional and started their career in finance in 2017. Kathryn had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kathryn Ann Marie Rehm | Katie Rehm

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 16, 2019 - August 11, 2023

WEALTHFRONT ADVISERS LLC

RIA

CRD#: 148456

PALO ALTO, CA

Past

October 16, 2019 - August 11, 2023

WEALTHFRONT BROKERAGE LLC

CRD#: 153407

Palo Alto, CA

Past

March 20, 2018 - September 23, 2019

HARRISDIRECT LLC

RIA

CRD#: 42159

Cupertino, CA

Past

March 20, 2018 - September 23, 2019

E*TRADE SECURITIES LLC

CRD#: 29106

CUPERTINO, CA

Past

August 7, 2017 - March 7, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

July 5, 2017 - March 7, 2018

SCOTTRADE, INC.

CRD#: 8206

CUPERTINO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHFRONT ADVISERS LLC

CRD#: 148456 / SEC#: 801-69766

RIA

Registered Investment Advisory firm - (11/21/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/7/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/5/2017

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/8/2019

General Securities Principal Examination

Current Firm

WEALTHFRONT ADVISERS LLC

CRD#: 148456 / SEC#: 801-69766

RIA

Registered Investment Advisory firm - (11/21/2008 Approved)

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Contact information

Main Address

261 Hamilton Ave., Palo Alto, CA 94301

Mailing Address

Phone number

(855) 695-8437

Established

Firm type

Fiscal year end

# of Employees

402

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE OCTOBER 2025 (10/7/2025)

CLIENT BROCHURE OCTOBER 2025 (10/7/2025)

529 PROGRAM BROCHURE OCT 2025 (10/7/2025)

Regulatory assets under management

Total Number of Accounts	642,888
AUM (Assets Under Management)	$ 42,948,787,664

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/02/2024	Cover Page	Report
01/11/2024	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kathryn A. Withall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WEALTHFRONT BROKERAGE LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

Primary Firm SEC Registration

WEALTHFRONT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/7/2017

SIE

Date: 10/1/2018

Series 7

Date: 7/5/2017

Series 24

Date: 5/8/2019

Current Firm

WEALTHFRONT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WEALTHFRONT ADVISERS LLC

TRUST BUT VERIFY

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