David J. Morton
Professional summary
David James Morton, who also goes by David J Morton, David James Morton Jr, David Morton, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Cape Coral, Florida and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. David has worked at 4 firms and has passed the Series 66, Series 63, Series 7, SIE, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David James Morton's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
September 7, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111June 23, 2021 - August 26, 2022
J.P. MORGAN SECURITIES LLC
May 2, 2017 - June 4, 2021
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
