RS
Rebecca C. Schulter
AMERITAS ADVISORY SERVICES
MEMPHIS, TN 38120
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CRD#: 6757275
RS
Professional summary
Rebecca C. Brown Schulter, who also goes by Rebecca Catherine Brown, Rebecca C Brown Schulter, Rebecca Schulter, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Memphis, Tennessee and AMERITAS INVESTMENT COMPANY, LLC located in Memphis, Tennessee.
Rebecca is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Rebecca has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rebecca Catherine Brown | Rebecca C Brown Schulter | Rebecca Schulter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*UCL Financial Group, LLC; same as branch; inv rel; financial services firm, selling life insurance, group health, disability, annuities, and investment advisory services; agent; start date=10/2014; hrs/mo=160; trading hrs/mo=100; meet with clients, prospect, follow up with orphans and referrals, complete applications; *Acting/Commercials; same as residence; non-inv rel; acting, making commercials when submitted by agent; Actor; start date=05/2000; hrs/mo=5; trading hrs/mo=3; memorize script and perform on-camera as directed * NAIFA Memphis/West TN; non inv rel; 600 State St Ste A, Cedar Falls IA 50613; Local chapter of the National Association of Insurance and Financial Advisors; Past President; start date=01/2022; hrs/mo=3; trading hrs/mo=2; in charge of Membership and participating in meetings and planning, participation in monthly board meetings and virtual events
CRS (Client Relationship Summary) - RIA
Click below to view Rebecca C. Brown Schulter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 1755 N Kirby Pkwy, Memphis, TN 38120RIA
CRD#: 317245
MEMPHIS, TN
Current
May 15, 2017 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 1755 N. Kirby Parkway Suite 300, Memphis, TN 38120BD
CRD#: 14869
Memphis, TN
Past
September 14, 2017 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/23/2018)
RR
Arizona(1/2/2018)
RR
Arkansas(4/10/2018)
RR
California(6/16/2023)
RR
Idaho(4/12/2023)
RR
Illinois(5/8/2020)
RR
Indiana(1/2/2018)
RR
Minnesota(9/11/2024)
RR
Mississippi(3/4/2019)
RR
Missouri(10/26/2023)
RR
North Dakota(4/3/2024)
RR
Ohio(1/2/2018)
RR
Tennessee(9/12/2017)
IAR
Tennessee(11/1/2021)
RR
Texas(6/29/2023)
IAR
Texas(6/30/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Memphis, TN 38120TRUST BUT VERIFY
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