Anastasios S. Arvanitis
Professional summary
Anastasios Stavros Arvanitis, who also goes by Anastasios Arvanitis, Taso Arvanitis, is a registered financial professional currently at TD SECURITIES (USA) LLC .
Anastasios is registered as a RR (Registered Representative) and started their career in finance in 2017. Anastasios has worked at 1 firm and has passed the SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anastasios Stavros Arvanitis's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2017 - Present
TD SECURITIES (USA) LLC
Office #1: Suite 3600, Td Canada Trust Tower 421 - 7 Avenue Sw, Calgary, Alberta, T2P 4K9State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
FINRA
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| ORTIZ, JORGE LUIS | FINANCIAL & OPERATIONS PRINCIPAL | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
| WONG, KRISTIE | CHIEF FINANCIAL OFFICER | 4725261 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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