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Sahreen Hamid Zikova

NUVEEN SECURITIES
CHICAGO, IL
·CRD# 6752315·9 years experience

Professional Summary

Sahreen Hamid Zikova, who also goes by Sahreen Hamid Ali, Sahreen Ali, Sahreen H Zikova, is a registered financial advisor currently at NUVEEN SECURITIES, LLC located in Chicago, Illinois. Sahreen is registered as a RR (Registered Representative) and started their career in finance in 2017. Sahreen has worked at 4 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sahreen Hamid Ali, Sahreen Ali, Sahreen H Zikova

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

NUVEEN SECURITIES, LLC·CRD# 469
BD
333 West Wacker Drive, Chicago, IL 60606-1286
June 20, 2023 - Present
PRUCO SECURITIES, LLC.·CRD# 5685
RIA
Rosemont, IL
February 28, 2020 - March 16, 2021
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Rosemont, IL
February 28, 2020 - March 16, 2021
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Northbrook, IL
December 17, 2018 - December 10, 2019
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Northbrook, IL
August 16, 2018 - December 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Rolling Meadows, IL
April 25, 2017 - July 31, 2018

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Current Firm

NUVEEN SECURITIES, LLC
NUVEEN SECURITIES, LLC

JOHN NUVEEN & CO., INCORPORATED | NUVEEN SECURITIES, LLC | NUVEEN SECURITIES - USED ON SALES AND MARKETING LITERATURE | NUVEEN INVESTMENTS, LLC | NUVEEN INVESTMENTS

CRD#: 469 / SEC#: 8-13464
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

333 West Wacker Drive, Chicago, IL 60606-1286

Mailing Address

333 West Wacker Drive, Chicago, IL 60606-1286

Phone Number

(312) 917-7700

Established

Delaware since 09/07/1967

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NUVEEN INVESTMENTS, INC.MANAGING MEMBER—
CARLIN, JEFFREY DENNISCHIEF EXECUTIVE OFFICER2684780
OVHORI, ELOHO ISIMEMECHIEF FINANCIAL OFFICER8201407
SATRE, LUCAS ARTHURGENERAL COUNSEL2208099
SMITH, SHANITA SPIVEYCHIEF COMPLIANCE OFFICER5174146

Disclosures

Regulatory Event

7

Civil Event

2

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2018About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed May 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2017About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2024About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sahreen Hamid Zikova's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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