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JB

Julien H. Bourneuf

MARKET SECURITIES
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 6752059
JB

Professional summary

Julien Henri Bourneuf is a registered financial professional currently at MARKET SECURITIES, LLC located in New York, New York.

Julien is registered as a RR (Registered Representative) and started their career in finance in 2017. Julien has worked at 1 firm and has passed the Series 63, SIE, Series 57 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Julien Henri Bourneuf's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 15, 2017 - Present

MARKET SECURITIES, LLC

Office #1: 75 Broad Street 7th Floor, New York, NY 10004
BD
CRD#: 283701
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/22/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 3/22/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57
Date: 7/29/2017
Securities Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 2/15/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MARKET SECURITIES, LLC
MARKET SECURITIES, LLC

CRD#: 283701 / SEC#: , 8-69765

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
75 Broad Street 7th Floor, New York, NY 10004
Mailing Address
9736 Rennes Ln, Delray Beach, FL 33446
Phone number
+1 (636) 675-3746
Established
Delaware since 03/08/2016
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MARKET SECURITIES HOLDINGS INCSOLE MEMBER
BASKETT, ERINCHIEF COMPLIANCE OFFICER4538604
LOTT, JACOB JAMESCFO AND FINOP6897857
SMITH, LISA LCOMPLIANCE OFFICER2691076

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARKET SECURITIES, LLC

CRD#: 283701New York, NY 10004

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