Charles W. Coons
Professional summary
Charles William Coons, CFP®, who also goes by Charlie William Coons, Charlie Coons, is a registered financial advisor currently at HAMILTON CAPITAL located in Columbus, Ohio.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Charles has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles William Coons's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2020
Experience
July 5, 2018 - Present
HAMILTON CAPITAL
Office #1: 5025 Arlington Centre Blvd Suite 300, Columbus, OH 43220March 20, 2017 - June 11, 2018
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
HAMILTON CAPITAL
CRD#: 109116 / SEC#: 801-54611
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/5/2018)
(2/28/2023)
Exams
Current Firm
HAMILTON CAPITAL
CRD#: 109116 / SEC#: 801-54611
Contact information
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,076 |
| AUM (Assets Under Management) | $ 4,381,851,944 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
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