FD
Francis J. Decker
DECKER CAPITAL MANAGEMENT
Duxbury, MA
Some features on this profile are disabled
CRD#: 6750586
FD
Professional summary
Francis Joseph Decker Jr. is a registered financial advisor currently at DECKER CAPITAL MANAGEMENT, LLC located in Duxbury, Massachusetts and ANDES CAPITAL GROUP, LLC located in Los Angeles, California.
Francis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Francis has worked at 3 firms and has passed the Series 66, Series 63, Series 86, Series 87, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Registered Representative for Andes Capital Group, LLC. Andes Capital Group, LLC is a boutique institutional brokerage and financial services firm, a Registered Broker/Dealer, with its main office in Chicago, Illinois. This relationship facilitates Decker's activities as investment advisor for Decker Capital Management, since it provides the path to appropriately and legally execute securities-related transactions in conjunction with Decker Capital Management, LLC. Decker's focus is on securities related to real assets, including real estate. DuPage County Properties, LLC; Investment related: Yes; Location of the business: 35 TEMPLE STREET, Duxbury, MA, 02332; Description of the business: Manager of an LLC owned by 3 pension funds as Members. The LLC has invested in a partnership formed to own land for sale.; Position Title: Manager; Responsibilities Duties: Manager all affairs of the LLC with discretion to buy/sell and manager real estate investments; Start date with business: 2021-04-01; Hours devoted to business during trading hours: 5; Hours devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 0; Additional notes: DCM serves as a discretionary invest manager for each of the 3 Members of the company, DuPage County Properties, LLC, under separate investment management agreements. DCM receives no compensation as Manager of the LLC. Each Member pays DCM for investment management services outside of the LLC; Treasurer of Waterbend Condominium Owners Association - unpaid
CRS (Client Relationship Summary) - RIA
Click below to view Francis Joseph Decker Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2021 - Present
DECKER CAPITAL MANAGEMENT, LLC
RIA
CRD#: 310817
Duxbury, MA
Current
February 8, 2017 - Present
ANDES CAPITAL GROUP, LLC
Office #1: 5200 Wilshire Blvd. Suite 560, Los Angeles, CA 90036BD
CRD#: 139212
Los Angeles, CA
Past
October 11, 2018 - September 30, 2019
MCQUEEN, BALL & ASSOCIATES INC.
RIA
CRD#: 104663
Duxburg, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/22/2017)
IAR
Florida(5/4/2023)
IAR
Massachusetts(1/7/2021)
IAR
Texas(1/25/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 79TO
Date: 4/2/2019
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DC
DECKER CAPITAL MANAGEMENT, LLC
DECKER CAPITAL MANAGEMENT, LLC | DECKER, FRANCIS JOSEPH
CRD#: 310817 / SEC#:
Florida
Registered Investment Advisory firm - (5/4/2023 Approved)Massachusetts
Registered Investment Advisory firm - (1/7/2021 Approved)Texas
Registered Investment Advisory firm - (1/25/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Duxbury, MA
Mailing Address
Phone number
(617) 283-3674
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 100,000 |
Red Flags
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