TW
Tanner M. Wrisley
ANCHOR BAY CAPITAL
Carlsbad, CA 92008
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CRD#: 6750564
TW
Professional summary
Tanner Manning Wrisley is a registered financial advisor currently at ANCHOR BAY CAPITAL, INC. located in Carlsbad, California and ANCHOR BAY PRIVATE WEALTH LLC located in Carlsbad, California.
Tanner is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Tanner has worked at 3 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Anchor Bay Capital, Inc. * Investment-related * 5780 Fleet Street, STE 308, Carlsbad, CA 92008 * Financial Planning and RIA * Portfolio Manager * Start Date: 2/21/2019 * 120 Hours/Month * 120 Hours during Trading Anchor Bay Tax & Consulting LLC * Not Investment Related * 5780 Fleet Street, STE, Carlsbad, CA 92008 * Tax Preparation and Estate Consulting * Owner * Start Date: June 2022 * Hours per Month: 0 Anchor Bay Private Wealth, LLC * Investment-related * 5780 Fleet Street, STE 308, Carlsbad, CA 92008 * RIA and Financial Planning * Portfolio Manager * June 2023 * 20 Hours/Mo * 20 Hours/Mo Trading Hours
CRS (Client Relationship Summary) - RIA
Click below to view Tanner Manning Wrisley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2018 - Present
ANCHOR BAY CAPITAL, INC.
Office #1: 5780 Fleet Street, Suite 308, Carlsbad, CA 92008RIA
CRD#: 116913
Carlsbad, CA
Current
August 4, 2023 - Present
ANCHOR BAY PRIVATE WEALTH LLC
Office #1: 5780 Fleet Street, Suite 308, Carlsbad, CA 92008RIA
CRD#: 327418
Carlsbad, CA
Current
August 16, 2017 - Present
ANCHOR BAY SECURITIES, LLC
Office #1: 5780 Fleet Street Suite 308, Carlsbad, CA 92008BD
CRD#: 47360
Carlsbad, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AB
ANCHOR BAY CAPITAL, INC.
ANCHOR BAY CAPITAL MANAGEMENT, LLC | ANCHOR BAY CAPITAL, INC.
CRD#: 116913 / SEC#: 801-107983
RIA
Registered Investment Advisory firm - (6/13/2016 Approved)California
Registered Investment Advisory firm - (7/15/2016 Terminated)Utah
Registered Investment Advisory firm - (6/15/2016 Terminated)Washington
Registered Investment Advisory firm - (7/15/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(1/11/2018)
RR
California(9/2/2022)
RR
Idaho(10/6/2022)
RR
Washington(9/6/2022)
RR
Wyoming(9/22/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AB
ANCHOR BAY CAPITAL, INC.
ANCHOR BAY CAPITAL MANAGEMENT, LLC | ANCHOR BAY CAPITAL, INC.
CRD#: 116913 / SEC#: 801-107983
RIA
Registered Investment Advisory firm - (6/13/2016 Approved)California
Registered Investment Advisory firm - (7/15/2016 Terminated)Utah
Registered Investment Advisory firm - (6/15/2016 Terminated)Washington
Registered Investment Advisory firm - (7/15/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5780 Fleet St. Suite 308, Carlsbad, CA 92008
Mailing Address
Phone number
(760) 602-3470
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 191 |
| AUM (Assets Under Management) | $ 219,444,071 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
