Philip L. Hendricks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Locquiao Hendricks, who also goes by Phil Hendricks, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 2017. Philip had worked at 4 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2019 - January 19, 2021
PALAFOX TRADING LLC
June 10, 2019 - January 19, 2021
CITADEL SECURITIES INSTITUTIONAL LLC
June 10, 2019 - January 19, 2021
CITADEL CLEARING LLC
May 12, 2017 - January 19, 2021
CITADEL SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
PALAFOX TRADING LLC
CRD#: 131114 / SEC#: , 8-66420
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
