JW
Jennifer Whelley
T. ROWE PRICE ADVISORY SERVICES
BALTIMORE, MD 21231
Some features on this profile are disabled
CRD#: 6750357
JW
Professional summary
Jennifer Whelley, who also goes by Jennifer Lee Radman, Jennifer Radman, is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Baltimore, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Jennifer has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer Lee Radman | Jennifer Radman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Whelley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2020 - Present
T. ROWE PRICE ADVISORY SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231RIA
CRD#: 108958
BALTIMORE, MD
Current
September 11, 2020 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231BD
CRD#: 8348
BALTIMORE, MD
Past
June 17, 2019 - August 20, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WASHINGTON, DC
Past
July 6, 2018 - August 19, 2020
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WASHINGTON, DC
Past
October 24, 2017 - June 25, 2018
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
OWINGS MILLS, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
T. ROWE PRICE ADVISORY SERVICES, INC.
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
RIA
Registered Investment Advisory firm - (11/17/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/16/2020)
RR
Alaska(9/16/2020)
RR
Arizona(9/16/2020)
RR
Arkansas(9/16/2020)
RR
California(9/11/2020)
RR
Colorado(9/16/2020)
RR
Connecticut(9/16/2020)
RR
Delaware(9/16/2020)
RR
District of Columbia(9/16/2020)
RR
Florida(9/16/2020)
RR
Georgia(9/16/2020)
RR
Hawaii(9/16/2020)
RR
Idaho(9/16/2020)
RR
Illinois(9/16/2020)
RR
Indiana(9/16/2020)
RR
Iowa(9/16/2020)
RR
Kansas(9/16/2020)
RR
Kentucky(9/16/2020)
RR
Louisiana(9/16/2020)
RR
Maine(9/16/2020)
RR
Maryland(9/11/2020)
IAR
Maryland(9/11/2020)
RR
Massachusetts(9/16/2020)
RR
Michigan(9/16/2020)
RR
Minnesota(9/16/2020)
RR
Mississippi(9/16/2020)
RR
Missouri(9/16/2020)
RR
Montana(9/16/2020)
RR
Nebraska(9/16/2020)
RR
Nevada(9/16/2020)
RR
New Hampshire(9/16/2020)
RR
New Jersey(9/16/2020)
RR
New Mexico(9/16/2020)
RR
New York(9/16/2020)
RR
North Carolina(9/16/2020)
RR
North Dakota(9/16/2020)
RR
Ohio(9/16/2020)
RR
Oklahoma(9/16/2020)
RR
Oregon(9/16/2020)
RR
Pennsylvania(9/16/2020)
RR
Puerto Rico(9/16/2020)
RR
Rhode Island(9/16/2020)
RR
South Carolina(9/16/2020)
RR
South Dakota(9/16/2020)
RR
Tennessee(9/16/2020)
RR
Texas(9/16/2020)
RR
Utah(9/16/2020)
RR
Vermont(9/16/2020)
RR
Virgin Islands(9/16/2020)
RR
Virginia(9/16/2020)
RR
Washington(9/16/2020)
RR
West Virginia(9/16/2020)
RR
Wisconsin(9/16/2020)
RR
Wyoming(9/16/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE ADVISORY SERVICES, INC.
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
RIA
Registered Investment Advisory firm - (11/17/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4515 Painters Mills Road, Owings Mills, MD 21117
Mailing Address
Phone number
(800) 225-5132
Established
Firm type
Fiscal year end
# of Employees
86
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
