SB
Sarah L. Braddock
SIEBERT ADVISORNXT.
Beverly Hills, CA 90212
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CRD#: 6748738
SB
Professional summary
Sarah Lin Braddock is a registered financial advisor currently at SIEBERT ADVISORNXT, LLC. located in Beverly Hills, California and MURIEL SIEBERT & CO., LLC located in Beverly Hills, California.
Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Sarah has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business: Siebert AdvisorNxt Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title OR Relationship: Dual employee. Investment Advisor Representative Approximate number of hours: Full time. Time split 50/50 between Muriel Siebert & Co., LLC and Siebert AdvisorNxt, LLC, subject to monthly change Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.
CRS (Client Relationship Summary) - RIA
Click below to view Sarah Lin Braddock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2018 - Present
SIEBERT ADVISORNXT, LLC.
Office #1: 9464 Wilshire Blvd, Beverly Hills, CA 90212RIA
CRD#: 288572
Beverly Hills, CA
Current
March 26, 2018 - Present
MURIEL SIEBERT & CO., LLC
Office #1: 9378 Wilshire Blvd Suite 300, Beverly Hills, CA 90212BD
CRD#: 5376
Beverly Hills, CA
Past
February 23, 2017 - December 31, 2017
STOCKCROSS FINANCIAL SERVICES, INC.
RIA
CRD#: 6670
BEVERLY HILLS, CA
Past
January 20, 2017 - March 3, 2017
SEARCHLIGHT INVESTMENTS, LLC
RIA
CRD#: 174295
BEVERLY HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SIEBERT ADVISORNXT, LLC.
SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.
CRD#: 288572 / SEC#: 801-110718
RIA
Registered Investment Advisory firm - (7/11/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/28/2020)
RR
Arizona(3/4/2020)
IAR
California(4/2/2018)
RR
California(6/18/2018)
RR
Connecticut(3/4/2020)
RR
Florida(3/7/2022)
RR
Idaho(3/4/2020)
RR
Iowa(7/11/2018)
RR
Massachusetts(3/8/2019)
RR
Missouri(4/19/2021)
RR
Nebraska(7/11/2018)
RR
New York(7/11/2018)
IAR
New York(3/4/2024)
RR
Oregon(3/4/2020)
RR
Texas(3/27/2020)
RR
Washington(3/21/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
SIEBERT ADVISORNXT, LLC.
SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.
CRD#: 288572 / SEC#: 801-110718
RIA
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Contact information
Main Address
300 Vesey Street 5th Floor, New York, NY, 10282
Mailing Address
653 Collins Avenue, Miami Beach, FL 33139
Phone number
(800) 872-0444
Established
Firm type
Fiscal year end
# of Employees
31
SEC notice filing (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 786 |
| AUM (Assets Under Management) | $ 287,623,668 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
