JM
Jordan C. Marino
CONNECTICUT CAPITAL MANAGEMENT GROUP
Milford, CT 06460
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CRD#: 6747477
JM
Professional summary
Jordan Christopher Marino, who also goes by Jordan Marino, is a registered financial advisor currently at CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC located in Milford, Connecticut.
Jordan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jordan has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jordan Marino
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Jordan Christopher Marino a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Connecticut Capital Management Group, LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Connecticut Capital Management Group, LLC in their capacity as a licensed insurance agent. Jordan Christopher Marino is a Board Member at CFA Society Hartford Board Member; Not Investment Related; P.O. Box 211 Granby CT 06035; Responsibilities include Collaboration, voting; Start date: 2025-05-06; 10 Hours per month, none during trading hours; no compensation expected to be derived from the business.
CRS (Client Relationship Summary) - RIA
Click below to view Jordan Christopher Marino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 20, 2022 - Present
CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC
Office #1: 2 Schooner Ln Suite 1-12, Milford, CT 06460RIA
CRD#: 305013
Milford, CT
Past
February 14, 2017 - October 10, 2022
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
BD
CRD#: 21570
SHELTON, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC
CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC
CRD#: 305013 / SEC#: 801-117202
RIA
Registered Investment Advisory firm - (8/16/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(10/20/2022)
IAR
Florida(10/26/2022)
IAR
Texas(2/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CC
CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC
CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC
CRD#: 305013 / SEC#: 801-117202
RIA
Registered Investment Advisory firm - (8/16/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2 Schooner Ln Suite 1-12, Milford, CT 06460
Mailing Address
Phone number
(203) 877-1520
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 321 |
| AUM (Assets Under Management) | $ 222,730,006 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
