DD
Daniel Dolgin
KESTRA ADVISORY SERVICES
BANNOCKBURN, IL 60015
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CRD#: 6747037
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Professional summary
Daniel Dolgin, AIF® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Bannockburn, Illinois and KESTRA INVESTMENT SERVICES, LLC located in Bannockburn, Illinois.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Daniel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2-400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial consultant Start Date: 8/27/2020 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Advising on managed money accounts, 401ks, and 529 plans.Business Name: The Bensman Group Investment Related: Yes Address: 2333 Waukegan Road #275 Bannockburn IL 60015 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Financial consultant Start Date: 8/27/2020 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Managing 401k, managed money, and 529 accounts. Consulting and working on life insurance cases.Business Name: Associated Agencies Investment Related: No Address: 1701 Golf Rd Suite 3-700 Rolling Meadows IL 60008 Nature of Business: Insurance Position, Title or Relationship: Vice President of Life. I run the life insurance business for Associated. This also includes disability and long-term care insurance. Start Date: 2/4/2019 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Producers for Associated pass along life insurance leads to me and I work with them and their clients/prospects to find proper life, disability and long-term care insurance coverage.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Dolgin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 10, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2333 Waukegan Rd. Suite 275, Bannockburn, IL 60015RIA
CRD#: 283330
BANNOCKBURN, IL
Current
September 10, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2333 Waukegan Rd. Suite 275, Bannockburn, IL 60015BD
CRD#: 42046
Bannockburn, IL
Past
September 12, 2017 - August 26, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
West Bloomfield, MI
Past
June 20, 2017 - August 26, 2020
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
Highland Park, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/14/2023)
RR
California(9/10/2020)
RR
Florida(9/10/2020)
RR
Georgia(8/30/2021)
RR
Illinois(9/10/2020)
IAR
Illinois(9/10/2020)
RR
Maryland(8/24/2021)
RR
Ohio(9/10/2020)
RR
Virginia(1/14/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
