Nelson R. Caicedo Infante
Professional summary
Nelson Ricardo Caicedo Infante, who also goes by Nelson R Caicedo, Nelson Ricardo Caicedo, Nelson Caicedo, Nelson R Caicedo Infante, is a registered financial professional currently at FIRST ASSET FINANCIAL INC. located in Salina, Kansas.
Nelson is registered as a RR (Registered Representative) and started their career in finance in 2019. Nelson has worked at 4 firms and has passed the Series 63, Series 6TO, SIE and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nelson Ricardo Caicedo Infante's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2026 - Present
FIRST ASSET FINANCIAL INC.
Office #1: 110 E. Iron Ave., Salina, KS 67401December 26, 2025 - March 2, 2026
EQUITY SERVICES, INC.
November 6, 2023 - June 21, 2024
CAMBRIDGE INVESTMENT RESEARCH, INC.
May 1, 2019 - October 10, 2023
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/13/2026)
(8/13/2026)
Exams
Series 6TO
Date: 5/1/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FIRST ASSET FINANCIAL INC.
CRD#: 139107 / SEC#: , 8-67191
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
FIRST ASSET FINANCIAL INC.
CRD#: 139107Salina, KS 67401TRUST BUT VERIFY
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