BH
Brian Hardin
CITIGROUP GLOBAL MARKETS
NEW YORK, NY 10013
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CRD#: 6745966
BH
Brian HardinCITIGROUP GLOBAL MARKETS
Professional summary
Brian Hardin, who also goes by Brian Matthew Hardin, is a registered financial professional currently at CITIGROUP GLOBAL MARKETS INC. located in New York, New York and JEFFERIES LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2017. Brian has worked at 5 firms and has passed the Series 63, SIE and Series 79 exams.
Aliases
Brian Matthew Hardin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brian Hardin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2023 - Present
CITIGROUP GLOBAL MARKETS INC.
Office #1: 388 Greenwich Street, New York, NY 10013RIA
BD
CRD#: 7059
NEW YORK, NY
Current
June 23, 2026 - Present
JEFFERIES LLC
Office #1: 520 Madison Avenue, New York, NY 10022BD
CRD#: 2347
NEW YORK, NY
Past
June 30, 2020 - June 28, 2023
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
July 11, 2017 - December 6, 2018
AGC PARTNERS
BD
CRD#: 125958
FOSTER CITY, CA
Past
January 31, 2017 - July 19, 2017
FREEMAN & CO. SECURITIES LLC
BD
CRD#: 118939
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/26/2023)
RR
Alaska(6/26/2023)
RR
Arizona(6/26/2023)
RR
Arkansas(6/26/2023)
RR
California(6/26/2023)
RR
Colorado(6/26/2023)
RR
Connecticut(6/26/2023)
RR
Delaware(6/26/2023)
RR
District of Columbia(6/26/2023)
RR
Florida(6/26/2023)
RR
Georgia(6/26/2023)
RR
Hawaii(6/26/2023)
RR
Idaho(6/26/2023)
RR
Illinois(6/26/2023)
RR
Indiana(6/26/2023)
RR
Iowa(6/26/2023)
RR
Kansas(6/26/2023)
RR
Kentucky(6/26/2023)
RR
Louisiana(6/26/2023)
RR
Maine(6/26/2023)
RR
Maryland(6/26/2023)
RR
Massachusetts(6/26/2023)
RR
Michigan(6/26/2023)
RR
Minnesota(6/26/2023)
RR
Mississippi(6/26/2023)
RR
Missouri(6/26/2023)
RR
Montana(6/26/2023)
RR
Nebraska(6/26/2023)
RR
Nevada(6/26/2023)
RR
New Hampshire(6/26/2023)
RR
New Jersey(6/26/2023)
RR
New Mexico(6/26/2023)
RR
New York(6/26/2023)
RR
North Carolina(6/26/2023)
RR
North Dakota(6/26/2023)
RR
Ohio(6/26/2023)
RR
Oklahoma(6/26/2023)
RR
Oregon(6/26/2023)
RR
Pennsylvania(6/26/2023)
RR
Puerto Rico(6/26/2023)
RR
Rhode Island(6/26/2023)
RR
South Carolina(6/26/2023)
RR
South Dakota(6/26/2023)
RR
Tennessee(6/26/2023)
RR
Texas(6/26/2023)
RR
Utah(6/26/2023)
RR
Vermont(6/26/2023)
RR
Virgin Islands(6/26/2023)
RR
Virginia(6/26/2023)
RR
Washington(6/26/2023)
RR
West Virginia(6/26/2023)
RR
Wisconsin(6/26/2023)
RR
Wyoming(6/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JL
JEFFERIES LLC
JEFFERIES & COMPANY, INC. | JEFFERIES LLC
CRD#: 2347 / SEC#: , 8-15074
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
520 Madison Avenue, New York, NY 10022
Mailing Address
520 Madison Avenue 16th Floor, New York, NY 10022
Phone number
(212) 284-2300
Established
Delaware since 03/01/2013
Firm type
Limited Liability Company
Fiscal year end
November
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JEFFERIES FINANCIAL GROUP INC | DIRECT OWNER | |
| CAGNO, MARK LAWRENCE | GLOBAL CONTROLLER, MANAGING DIRECTOR | 2510148 |
| FISCELLA, MICHAEL EUGENE | GLOBAL HEAD OF OPERATIONS, MANAGING DIRECTOR | 2490187 |
| FORLENZA, PETER CHARLES | GLOBAL HEAD OF EQUITIES, MANAGING DIRECTOR | 2366985 |
| FRIEDMAN, BRIAN PAUL | DIRECTOR AND CHAIRMAN, EXECUTIVE COMMITTEE | 1298550 |
| HANDLER, RICHARD BRIAN | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1563245 |
| LARSON, MATTHEW SCOTT | EXECUTIVE VICE PRESIDENT AND CFO/ PRINCIPAL FINANCIAL OFFICER | 2605152 |
| SCORAN, LAURI A | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | 2060170 |
| SHARP, MICHAEL JAMES | GENERAL COUNSEL, SECRETARY, EXECUTIVE VICE PRESIDENT | 1013864 |
| STACCONI, JOHN FRANCO | TREASURER | 1814227 |
Disclosures
| Regulatory Event | 133 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
