Stephen J. Rowe

ARLINGTON PARTNERS LLC

Birmingham, AL 35203

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CRD#: 6745764

Professional summary

Stephen Jackson Rowe, who also goes by Stephen J Rowe, is a registered financial advisor currently at ARLINGTON PARTNERS LLC located in Birmingham, Alabama.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Stephen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen J Rowe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Jackson Rowe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2017 - Present

ARLINGTON PARTNERS LLC

Office #1: The John Hand Building 2000 Morris Avenue, Suite 1300, Birmingham, AL 35203

RIA

CRD#: 109335

Birmingham, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARLINGTON PARTNERS LLC

ARLINGTON FAMILY OFFICE | DIXON ODOM FINANCIAL ADVISORS LLC | DIXON ODOM ADVISORS LLC | ARLINGTON PARTNERS LLC

CRD#: 109335 / SEC#: 801-57250

RIA

Registered Investment Advisory firm - (2/8/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(7/26/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/26/2017

Uniform Investment Adviser Law Examination

Current Firm

ARLINGTON PARTNERS LLC

ARLINGTON FAMILY OFFICE | DIXON ODOM FINANCIAL ADVISORS LLC | DIXON ODOM ADVISORS LLC | ARLINGTON PARTNERS LLC

CRD#: 109335 / SEC#: 801-57250

RIA

Registered Investment Advisory firm - (2/8/2000 Approved)

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Contact information

Main Address

The John Hand Building 2000 Morris Avenue, Suite 1300, Birmingham, AL 35203

Mailing Address

Phone number

(205) 488-4300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARLINGTON PARTNERS LLC ADV PART 2A FIRM BROCHURE ANNUAL UPDATE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 1,653,815,454

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/17/2025	Cover Page	Report
10/23/2024	Cover Page	Report
07/17/2023	Cover Page	Report
10/20/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen J. Rowe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Jackson Rowe's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARLINGTON PARTNERS LLC

Primary Firm SEC Registration

ARLINGTON PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/26/2017

Current Firm

ARLINGTON PARTNERS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ARLINGTON PARTNERS LLC

TRUST BUT VERIFY

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