Clayton M. Wootton
Professional summary
Clayton Michael Wootton, who also goes by Clayton Wootton, is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Grandview Heights, Ohio.
Clayton is registered as a RR (Registered Representative) and started their career in finance in 2017. Clayton has worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clayton Michael Wootton's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2024 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: 1000 Yard Street H Building, Grandview Heights, OH 43212October 10, 2018 - October 21, 2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
April 12, 2017 - September 26, 2018
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/30/2024)
(7/30/2024)
Exams
Series 6TO
Date: 11/16/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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