Patrick H. Jennings

RALEIGH, NC 27612

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CRD#: 6741091

Professional summary

Patrick Haden Jennings, who also goes by P. Haden Jennings, Haden Jennings, was a registered financial advisor .

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Patrick had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

P. Haden Jennings | Haden Jennings

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Haden Jennings's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2026 - Present

Office #1: 3110 Edwards Mill Road Suite 340, Raleigh, NC 27612

RALEIGH, NC

Current

February 7, 2024 - Present

MODERN CAPITAL SECURITIES INC.

Office #1: 7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617

CRD#: 130876

RALEIGH, NC

Past

February 25, 2022 - July 16, 2026

ADVISORY SERVICES NETWORK

RIA

CRD#: 146051

RALEIGH, NC

Past

August 31, 2017 - February 24, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

RALEIGH, NC

Past

May 2, 2017 - February 24, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(11/25/2024)

North Carolina
(2/8/2024)

IAR

North Carolina
(7/9/2026)

Ohio
(11/13/2025)

South Carolina
(2/29/2024)

Texas
(2/23/2024)

Virginia
(2/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/15/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MODERN CAPITAL SECURITIES INC.

MODERN CAPITAL SECURITIES INC. | WESTERN EQUITY GROUP, INC.

CRD#: 130876 / SEC#: , 8-66403

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

7780 Brier Creek Parkway Suite 325, Pleasant View, TN 37146

Mailing Address

7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617

Phone number

(919) 302-9855

Established

California since 01/22/2004

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (36 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
MODERN CAPITAL, INC	OWNER
ATKINS, BRADLEY DALE	OWNER	2963790
SHANAHAN, DANIEL JAMES	CEO, PRESIDENT, CCO	3277912
WOODWARD, CASSANDRA TALEEN	CFO, PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER,	2956369

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick H. Jennings

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Haden Jennings's CRS (Customer Relationship Summary).

Certified licenses

Experience

MODERN CAPITAL SECURITIES INC.

ADVISORY SERVICES NETWORK

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/15/2017

SIE

Date: 10/1/2018

Series 7

Date: 5/2/2017

FINRA

Current Firm

MODERN CAPITAL SECURITIES INC.

Contact information

FINRA licenses (36 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MODERN CAPITAL SECURITIES INC.

TRUST BUT VERIFY

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