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Maureoskar Anabel Castillo

UCAP AMERICAS
Miami, FL
·CRD# 6739728·8 years experience

Professional Summary

Maureoskar Anabel Castillo, who also goes by Maureoskar Castillo, is a registered financial advisor currently at UCAP AMERICAS located in Miami, Florida. Maureoskar is registered as a RR (Registered Representative) and started their career in finance in 2018. Maureoskar has worked at 2 firms and has passed the SIE and Series 99 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Maureoskar Castillo

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

UCAP AMERICAS·CRD# 173643
BD
1221 Brickell Ave Suite 2040, Miami, FL 33131
May 20, 2019 - Present
ANDBANC BROKERAGE, LLC·CRD# 155979
BD
Miami, FL
August 21, 2018 - February 1, 2019

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Current Firm

UA
UCAP AMERICAS

UCAP AMERICAS | UCAPAMERICAS | UCAP SECURITIES LLC

CRD#: 173643 / SEC#: 8-69543
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1221 Brickell Avenue Suite 2040, Miami, FL 33131

Mailing Address

1221 Brickell Avenue Suite 2040, Miami, FL 33131

Phone Number

(786) 558-1207

Established

Delaware since 05/22/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (20 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
UNION CAPITAL GROUP USA LLC (FORMERLY UCAP HOLDINGS USA LLC)OWNER—
CAMPANO, SIXTOCHIEF EXECUTIVE OFFICER1567239
CARATINI, DINAHCCO/AMLCO2757383
MASSENS, JUAN CARLOSFINOP AND CHIEF OPERATING OFFICER2802360

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 99 — Operations Professional Examination

Passed Aug 2018About the Series 99 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Maureoskar Anabel Castillo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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