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Sixto Campano

UCAP AMERICAS
Miami, FL
·CRD# 1567239·40 years experience

Professional Summary

Sixto Campano is a registered financial advisor currently at UCAP AMERICAS located in Miami, Florida. Sixto is registered as a RR (Registered Representative) and started their career in finance in 1986. Sixto has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 4, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

UCAP AMERICAS·CRD# 173643
BD
1221 Brickell Ave Suite 2040, Miami, FL 33131
September 29, 2020 - Present
EFG CAPITAL ADVISORS LLC·CRD# 145208
RIA
Miami, FL
November 16, 2009 - October 29, 2014
EFG CAPITAL INTERNATIONAL·CRD# 40118
BD
Miami, FL
March 28, 2002 - September 21, 2020
REFCO SECURITIES, LLC·CRD# 14094
BD
New York, NY
June 26, 1995 - October 4, 1999
INSIGNEO SECURITIES, LLC·CRD# 29249
BD
Miami, FL
October 31, 1991 - January 15, 2002
THE BECSTONE GROUP, INC.·CRD# 24277
BD
October 3, 1989 - October 31, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
November 18, 1986 - October 17, 1988

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Current Firm

UA
UCAP AMERICAS

UCAP AMERICAS | UCAPAMERICAS | UCAP SECURITIES LLC

CRD#: 173643 / SEC#: 8-69543
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1221 Brickell Avenue Suite 2040, Miami, FL 33131

Mailing Address

1221 Brickell Avenue Suite 2040, Miami, FL 33131

Phone Number

(786) 558-1207

Established

Delaware since 05/22/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (20 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
UNION CAPITAL GROUP USA LLC (FORMERLY UCAP HOLDINGS USA LLC)OWNER—
CAMPANO, SIXTOCHIEF EXECUTIVE OFFICER1567239
CARATINI, DINAHCCO/AMLCO2757383
MASSENS, JUAN CARLOSFINOP AND CHIEF OPERATING OFFICER2802360

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(9/29/2020)
RR
Illinois
(7/6/2023)
RR
Maryland
(8/27/2024)
RR
Nevada
(4/28/2025)
RR
New York
(9/29/2020)
RR
Ohio
(3/13/2024)
RR
South Carolina
(3/18/2026)
RR
Texas
(7/12/2024)
RR
Wyoming
(4/14/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1986About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed May 1992About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Nov 1986About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jan 1991About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jun 1989About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 1989About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sixto Campano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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