Mark David Harper
Professional Summary
Mark David Harper is a registered financial advisor currently at TRIAD WEALTH PARTNERS, LLC located in Lawrence, Kansas. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Mark has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
9 years in the financial services industry
Current & Past Employments
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Current Firm
28TEN GROUP | VANTAGE WEALTH PARTNERS | VANTAGE WEALTH MANAGEMENT | TRIAD WEALTH PARTNERS, LLC | SULLIVAN FINANCIAL PARTNERS | STRATEGIC WEALTH ASSET MANAGEMENT | STRATEGIC WEALTH ALLIANCE GROUP | STINE WEALTH AND TAX | STINE TAX AND WEALTH MANAGEMENT | SONORAN WEALTH SYSTEMS | SLATE RIVER FINANCIAL | PROSPERITY WEALTH | PROSPERITY GROWTH STRATEGIES WEALTH MANAGEMENT | PARAMOUNT WEALTH GROUP | MOMENTUM WEALTH | MILES FINANCIAL GROUP | LEFT TACKLE ADVISORS | LAKEVIEW RETIREMENT PLANNING | CHOULES FINANCIAL | CHADWICK FINANCIAL | ALICORN FINANCIAL
Contact Information
Main Address
805 New Hampshire Unit A, Lawrence, KS 66044Phone Number
(785) 830-0000# of Employees
46SEC notice filing (38 States and Territories)
Registered to provide investment advisory services in 38 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
8,187AUM (Assets Under Management)
$1,526,606,248Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
28TEN GROUP | VANTAGE WEALTH PARTNERS | VANTAGE WEALTH MANAGEMENT | TRIAD WEALTH PARTNERS, LLC | SULLIVAN FINANCIAL PARTNERS | STRATEGIC WEALTH ASSET MANAGEMENT | STRATEGIC WEALTH ALLIANCE GROUP | STINE WEALTH AND TAX | STINE TAX AND WEALTH MANAGEMENT | SONORAN WEALTH SYSTEMS | SLATE RIVER FINANCIAL | PROSPERITY WEALTH | PROSPERITY GROWTH STRATEGIES WEALTH MANAGEMENT | PARAMOUNT WEALTH GROUP | MOMENTUM WEALTH | MILES FINANCIAL GROUP | LEFT TACKLE ADVISORS | LAKEVIEW RETIREMENT PLANNING | CHOULES FINANCIAL | CHADWICK FINANCIAL | ALICORN FINANCIAL
State Registrations and Notice Filings
(1/19/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2019About the Series 52TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Mark David Harper's CRS (Customer Relationship Summary).
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