Kevin C. Calenzani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin C Calenzani, who also goes by Kevin Clark Calenzani, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2017. Kevin had worked at 4 firms and has passed the Series 63, Series 66, Series 79TO, Series 82TO, Series 6TO, Series 22TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2023 - October 29, 2024
WELLS FARGO SECURITIES, LLC
April 11, 2019 - June 10, 2021
RAYMOND JAMES & ASSOCIATES, INC.
April 11, 2019 - June 10, 2021
RAYMOND JAMES & ASSOCIATES, INC.
June 21, 2018 - February 22, 2019
MORGAN STANLEY
June 21, 2018 - February 22, 2019
MORGAN STANLEY
March 29, 2018 - April 5, 2018
EQUITABLE ADVISORS, LLC
December 8, 2017 - April 5, 2018
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 11/13/2023
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 6/30/2023
Limited Representative-Private Securities OfferingsSeries 6TO
Date: 6/30/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 6/30/2023
Direct Participation Programs Representative ExaminationSeries 99TO
Date: 6/30/2023
Operations Professional ExaminationCurrent Firm
WELLS FARGO SECURITIES, LLC
CRD#: 126292 / SEC#: , 8-65876
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVEREN CAPITAL CORPORATION | PARENT | |
| CHESTER, KARA MCSHANE | DIRECTOR/MANAGER | 2679854 |
| CONNOR, TIMOTHY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 8157713 |
| MACCHIO, PETER | CHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER | 2124187 |
| OHARA, TIMOTHY PATRICK | DIRECTOR/MANAGER | 2095368 |
| PETERS, MARY LOU | DIRECTOR/MANAGER/CONTROL PRINCIPAL | 4062788 |
| RILEY, MICHAEL FRANCIS | DIRECTOR/MANAGER | 4165280 |
| RIVAS, FERNANDO S | CHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER | 4803269 |
| SMITH, DANIEL D | CHIEF OPERATIONS OFFICER | 5500659 |
| THOMAS, DANIEL JEROME JR | DIRECTOR/MANAGER |
Disclosures
| Regulatory Event | 158 |
| Civil Event | 1 |
Red Flags
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