Tyler J. Aubrey
DEFINE FINANCIAL
SAN DIEGO, CA 92130
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CRD#: 6738572
Professional summary
Tyler Joseph Aubrey, CFP® is a registered financial advisor currently at DEFINE FINANCIAL, LLC located in San Diego, California.
Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Tyler has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE BORREGO OPEN
POSITION: Volunteer/Golfer NATURE: I am a member of a charity golf tournament played in Borrego Springs, CA each year. Net proceeds from the tournament are donated to the Borrego Springs Children Center. I volunteer a few hours each year to help organize the tournament and I am also a golfer in the tournament. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/18/2018
ADDRESS: 3134 Club Circle East, Borrego Springs CA 92004, United States
DESCRIPTION: I calculate the golfer handicaps for the preliminary rounds and the tournament each year. I created a spreadsheet to calculate golfer net scores to determine tournament winners.
CRS (Client Relationship Summary) - RIA
Click below to view Tyler Joseph Aubrey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
November 11, 2019 - Present
DEFINE FINANCIAL, LLC
Office #1: 12526 High Bluff Drive Suite 270, San Diego, CA 92130RIA
CRD#: 286648
SAN DIEGO, CA
Past
May 24, 2017 - November 11, 2019
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
SAN DIEGO, CA
Past
April 3, 2017 - November 11, 2019
SECURITIES AMERICA, INC.
BD
CRD#: 10205
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DEFINE FINANCIAL, LLC
DEFINE FINANCIAL, LLC
CRD#: 286648 / SEC#: 801-122024
RIA
Registered Investment Advisory firm - (8/6/2021 Approved)California
Registered Investment Advisory firm - (9/15/2021 Terminated)Texas
Registered Investment Advisory firm - (8/16/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/11/2019)
IAR
Texas(4/28/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DEFINE FINANCIAL, LLC
DEFINE FINANCIAL, LLC
CRD#: 286648 / SEC#: 801-122024
RIA
Registered Investment Advisory firm - (8/6/2021 Approved)California
Registered Investment Advisory firm - (9/15/2021 Terminated)Texas
Registered Investment Advisory firm - (8/16/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12526 High Bluff Drive Suite 270, San Diego, CA 92130
Mailing Address
Phone number
(858) 345-1197
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 524 |
| AUM (Assets Under Management) | $ 275,820,518 |
Red Flags
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