DK
Daniel L. Kinnamon
CETERA INVESTMENT ADVISERS LLC
Plainfield, IN 46168
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CRD#: 6738041
DK
Professional summary
Daniel Lee Kinnamon is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Plainfield, Indiana and CETERA ADVISORS LLC located in Plainfield, Indiana.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Daniel has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KINNAMON FINANCIAL, LLC, NOT INVESTMENT RELATED, 1500 S CENTER ST, PLAINFIELD, IN, 46168, CPA FIRM, STARTED 05/2017, POSITION/TITLE/RELATIONSHIP: OWNER, APX 30 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ACCOUNTING AND TAX SERVICES; 2) GUILFORD TOWNSHIP BOARD, NOT INVESTMENT RELATED, 1500 S CENTER ST, PLAINFIELD, IN, 46168, GOVERNMENT, STARTED 10/2018, POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER, APX 1 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ADVISE THE TOWNSHIP TRUSTEE ON MATERIAL MATTERS, NOT RELATED TO INVESTMENTS;. 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2022 APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, FIXED ANNUITIES AND LONG-TERM CARE; 4) NAME OF OTHER BUSINESS: INCPA; INVESTMENT RELATED: NO; ADDRESS: 900 E 96TH ST SUITE 250 INDIANAPOLIS, IN 46240 ; NATURE OF BUSINESS: BOARD; START DATE: 01/2021; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: GROUP INVOLVES ISSUES FOR BETTERMENT OF CPAS; 5) NAME OF OTHER BUSINESS: LEVEL TWO; INVESTMENT RELATED: NO; ADDRESS: 2498 PERRY CROSSING WAY SUITE 240 PLAINFIELD, IN 46168 ; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2021; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: CO-WORKING ENTREPRENEUR INCUBATOR; 6) NAME OF OTHER BUSINESS: KINNAMON FINANCIAL LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REFERRAL; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: REFERRER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO USE ADP PAYROLL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Lee Kinnamon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2680 East Main Street Suite 214, Plainfield, IN 46168Office #2: 215 E. 6th Street, Jasper, IN 47547RIA
CRD#: 105644
Plainfield, IN
Current
January 25, 2022 - Present
CETERA ADVISORS LLC
Office #1: 1027 E Main Street, Plainfield, IN 46168BD
CRD#: 10299
Plainfield, IN
Past
October 5, 2022 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
PLAINFIELD, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(8/1/2022)
IAR
Indiana(3/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/25/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Plainfield, IN 46168TRUST BUT VERIFY
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