Donna Kendrick
CETERA INVESTMENT ADVISERS LLC
JENKINTOWN, PA
Some features on this profile are disabled
CRD#: 6734110
Professional summary
Donna Kendrick, CFP®, who also goes by Donna Jean Sephton, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Jenkintown, Pennsylvania and CETERA FINANCIAL SPECIALISTS LLC located in Jenkintown, Pennsylvania.
Donna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Donna has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Donna Jean Sephton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SEPHTON FINANCIAL, LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, OWNER, FINANCIAL PROFESSIONAL, DBA NAME FOR INVESTMENT SERVICES; MARKETING DEVICE, 60H/WEEK, 32.5H/WEEK DURING TRADING HOURS, SINCE 10/2020. 2) SEPHTON FINANCIAL, LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, OWNER, CERTIFIED DIVORCE FINANCIAL ANALYST, OWNER, ASSIST CLIENTS WITH DIVORCE FINANCIAL ISSUES, EXPERT WITNESS IN COURT, MEDIATION PROCEEDINGS, 2.5H/WEEK, 1H/WEEK DURING TRADING HOURS, SINCE 03/2021 3) SEPHTON FINANCIAL, LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, OWNER, INSURANCE AGENT, DBA FOR INSURANCE SALES, 4H/WEEK, 1H/WEEK DURING TRADING HOURS, 4) DONNA KENDRICK, NOT INVESTMENT RELATED, WYNDMOOR, PA, AUTHOR, SPEAKER, EDUCATOR, PODCASTS, OWNER, PROVIDE EDUCATION ON WIDOWHOOD, 5H/WEEK, 2H/WEEK DURING TRADING HOURS, SINCE 02/2021 5) NAME OF OTHER BUSINESS: GRIEF RECOVERY METHOD (R); INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: GRIEF RECOVERY METHOD; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: GRIEF RECOVERY SPECIALIST; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: LEAD A GROUP OF 8 THROUGH THE GRIEF RECOVERY METHOD METHODOLOGY IN AN 8 WEEK COURSE;
CRS (Client Relationship Summary) - RIA
Click below to view Donna Kendrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
August 8, 2022 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
JENKINTOWN, PA
Current
August 8, 2022 - Present
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
JENKINTOWN, PA
Past
May 9, 2017 - August 11, 2022
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Wyndmoor, PA
Past
April 11, 2017 - August 11, 2022
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Wyndmoor, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/26/2023)
RR
California(9/11/2023)
RR
Delaware(8/8/2022)
RR
Georgia(8/8/2022)
RR
Illinois(11/23/2022)
RR
Indiana(9/15/2025)
RR
Maryland(8/8/2022)
RR
Massachusetts(8/8/2022)
RR
New Jersey(8/8/2022)
RR
New York(8/8/2022)
RR
Oregon(12/21/2023)
RR
Pennsylvania(8/8/2022)
IAR
Pennsylvania(8/8/2022)
RR
Virginia(8/8/2022)
RR
Washington(8/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
