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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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Brent William Soller

Brent W. Soller

SHEPHERD FINANCIAL INVESTMENT ADVISORY
Columbus, OH 43227
Some features on this profile are disabled
CRD#: 6733702
Brent William Soller

Professional summary

Brent William Soller, CFP® is a registered financial advisor currently at SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC located in Columbus, Ohio and THE SIEKMANN COMPANY located in Plain City, Ohio.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Brent has worked at 6 firms and has passed the SIE and Series 7 exams.

Question & Answer

What are your service offerings?
Insurance Planning
Investment Planning
Retirement Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent William Soller's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2008

Experience

Current

March 12, 2024 - Present

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

Office #1: 891 S James Road, Columbus, OH 43227
RIA
CRD#: 288623
Columbus, OH
Current

December 26, 2025 - Present

THE SIEKMANN COMPANY

Office #1: 9000 Memorial Drive, Plain City, OH 43064
RIA
CRD#: 285337
Plain City, OH
Past

February 23, 2024 - February 3, 2026

LINCOLN INVESTMENT

RIA
CRD#: 519
Columbus, OH
Past

February 23, 2024 - February 3, 2026

CAPITAL ANALYSTS

RIA
CRD#: 162200
Columbus, OH
Past

February 23, 2024 - February 3, 2026

LINCOLN INVESTMENT

BD
CRD#: 519
Columbus, OH
Past

October 1, 2019 - February 26, 2024

LPL FINANCIAL LLC

RIA
CRD#: 6413
NEW ALBANY, OH
Past

October 1, 2019 - February 26, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
NEW ALBANY, OH
Past

August 24, 2017 - October 3, 2019

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
NEW ALBANY, OH
Past

June 1, 2017 - October 3, 2019

FSC SECURITIES CORPORATION

BD
CRD#: 7461
NEW ALBANY, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

CRD#: 288623 / SEC#: 801-112009

RIA
Registered Investment Advisory firm - (11/14/2017 Approved)
Ohio
Registered Investment Advisory firm - (10/12/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(3/12/2024)

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/1/2017
General Securities Representative Examination

Current Firm

SF
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

CRD#: 288623 / SEC#: 801-112009

RIA
Registered Investment Advisory firm - (11/14/2017 Approved)
Ohio
Registered Investment Advisory firm - (10/12/2021 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
111 Congressional Blvd., Suite 100, Carmel, IN 46032
Mailing Address
Phone number
(317) 975-5033
Established
Firm type
Fiscal year end
# of Employees
44

SEC notice filing (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC ADV PART 2A (2/18/2025)
SHEPHERD FINANCIAL INVESTMENT ADVISORY WRAP BROCHURE (2/18/2025)
SHEPHERD FINANCIAL ADVISORY PLAN PARTICIPANT BROCHURE (2/18/2025)

Regulatory assets under management

Total Number of Accounts2,231
AUM (Assets Under Management)$ 4,946,760,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

CRD#: 288623Columbus, OH 43227

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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