Brent W. Soller

SHEPHERD FINANCIAL INVESTMENT ADVISORY

Columbus, OH 43227

CRD#: 6733702

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Professional summary

Brent William Soller, CFP® is a registered financial advisor currently at SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC located in Columbus, Ohio and THE SIEKMANN COMPANY located in Plain City, Ohio.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Brent has worked at 6 firms and has passed the SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Investment Planning

Retirement Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent William Soller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

March 12, 2024 - Present

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

Office #1: 891 S James Road, Columbus, OH 43227

RIA

CRD#: 288623

Columbus, OH

Current

December 26, 2025 - Present

THE SIEKMANN COMPANY

Office #1: 9000 Memorial Drive, Plain City, OH 43064

RIA

CRD#: 285337

PLAIN CITY, OH

Past

February 23, 2024 - February 3, 2026

LINCOLN INVESTMENT

RIA

CRD#: 519

Columbus, OH

Past

February 23, 2024 - February 3, 2026

CAPITAL ANALYSTS

RIA

CRD#: 162200

Columbus, OH

Past

February 23, 2024 - February 3, 2026

LINCOLN INVESTMENT

CRD#: 519

Columbus, OH

Past

October 1, 2019 - February 26, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

NEW ALBANY, OH

Past

October 1, 2019 - February 26, 2024

LPL FINANCIAL LLC

CRD#: 6413

NEW ALBANY, OH

Past

August 24, 2017 - October 3, 2019

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

NEW ALBANY, OH

Past

June 1, 2017 - October 3, 2019

FSC SECURITIES CORPORATION

CRD#: 7461

NEW ALBANY, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

CRD#: 288623 / SEC#: 801-112009

RIA

Registered Investment Advisory firm - (11/14/2017 Approved)

Ohio

Registered Investment Advisory firm - (10/12/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/1/2017

General Securities Representative Examination

Current Firm

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

CRD#: 288623 / SEC#: 801-112009

RIA

Registered Investment Advisory firm - (11/14/2017 Approved)

Ohio

Registered Investment Advisory firm - (10/12/2021 Terminated)

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Contact information

Main Address

111 Congressional Blvd., Suite 100, Carmel, IN 46032

Mailing Address

Phone number

(317) 975-5033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC ADV PART 2A (2/18/2025)

SHEPHERD FINANCIAL INVESTMENT ADVISORY WRAP BROCHURE (2/18/2025)

SHEPHERD FINANCIAL ADVISORY PLAN PARTICIPANT BROCHURE (2/18/2025)

Regulatory assets under management

Total Number of Accounts	2,231
AUM (Assets Under Management)	$ 4,946,760,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Brent W. Soller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent William Soller's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE SIEKMANN COMPANY

LINCOLN INVESTMENT

CAPITAL ANALYSTS

LINCOLN INVESTMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 7

Date: 6/1/2017

Current Firm

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

TRUST BUT VERIFY

Contact information

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