AP
Ana L. Pereyra Mondine
EPIC CAPITAL SECURITIES
Boca Raton, FL 33431
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CRD#: 6733680
AP
Professional summary
Ana Laura Pereyra Mondine is a registered financial professional currently at EPIC CAPITAL SECURITIES located in Boca Raton, Florida.
Ana is registered as a RR (Registered Representative) and started their career in finance in 2018. Ana has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ana Laura Pereyra Mondine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2018 - Present
EPIC CAPITAL SECURITIES
Office #1: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431BD
CRD#: 166756
Boca Raton, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
SRO Registrations
RR
FINRA
Current Firm
EC
EPIC CAPITAL SECURITIES
EPIC CAPITAL SECURITIES | EPIC CAPITAL SECURITIES CORP
CRD#: 166756 / SEC#: , 8-69229
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
1951 Nw 19th Street Suite 203, Boca Raton, FL 33431
Mailing Address
1951 Nw 19th Street Suite 203, Boca Raton, FL 33431
Phone number
(561) 829-2173
Established
Florida since 11/29/2012
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (18 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
EPIC CAPITAL SECURITIES
CRD#: 166756Boca Raton, FL 33431TRUST BUT VERIFY
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