RK
Renee L. Knoth
CETERA INVESTMENT ADVISERS LLC
COLDWATER, OH 45828
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CRD#: 6732627
RK
Professional summary
Renee Linn Knoth, AIF®, who also goes by Renee Linn Wenning, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Coldwater, Ohio and CETERA WEALTH SERVICES, LLC located in Coldwater, Ohio.
Renee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Renee has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Renee Linn Wenning
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MOORMAN, HARTING FINANCIAL SERVICES. This entity is investment related. Address: 815 W Main Street, Coldwater, OH 45828. This is a Financial Services firm. My current position is a Financial Services Assistant. I have worked here since November of 2016 until present. I average 40 hours a week with 8 hours each day. 2) MOORMAN, HARTING FINANCIAL SERVICES LTD POSITION: Financial Services Assistant NATURE: Financial Services firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 11/01/2016 ADDRESS: 815 W Main St, Coldwater OH , United States DESCRIPTION: Assistant to the financial advisors. Help prepare paperwork, reports, applications, and documents for advisor meetings with clients. 3) KIRT TRUCKING, LLC POSITION: Secretary NATURE: I will be doing the invoicing for KIRT Trucking, LLC. My husband is the truck driver, my parents are owners of the LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2018 ADDRESS: 4261 Fleetfoot Rd, Coldwater OH 45828, United States DESCRIPTION: On a weekly basis I will send invoices via email to the appropriate parties to bill them for the deliveries that occurred that week. 4) KNOTH TRUCKING POSITION: Secretary NATURE: Knoth Trucking is a local trucking company. It was previously called "KIRT Trucking." I will be doing the invoicing for the company. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 4210 State Route 118, Coldwater OH 45828, United States DESCRIPTION: On a weekly basis I will send invoices to the appropriate parties to bill them for the deliveries that occurred that week. 5) KNOTH LEASING, LLC POSITION: Member NATURE: My husband and I started Knoth Leasing, LLC. The income is generated by storing campers in a spare building on our property. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 4210 State Route 118, Coldwater OH 45828, United States DESCRIPTION: Currently I have no duties or responsibilities for this LLC. My husband takes care of all communication and transactions. 6) MOORMAN, HARTING & COMPANY POSITION: Tax Preparer NATURE: Moorman, Harting & Co. offers tax planning, account, book keeping, tax preparation and payroll services for business and individual clients. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2018 ADDRESS: 815 West Main Street, Coldwater OH 45828, United States DESCRIPTION: I prepare individual 1040 tax returns during tax season.
CRS (Client Relationship Summary) - RIA
Click below to view Renee Linn Knoth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 815 West Main Street, Coldwater, OH 45828RIA
CRD#: 105644
COLDWATER, OH
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 815 West Main Street, Coldwater, OH 45828BD
CRD#: 13572
COLDWATER, OH
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
COLDWATER, OH
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
COLDWATER, OH
Past
January 15, 2018 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
COLDWATER, OH
Past
November 9, 2017 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
COLDWATER, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Florida(9/5/2025)
RR
Indiana(9/5/2025)
RR
Ohio(9/5/2025)
IAR
Ohio(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
