SC
Simon Correa
VECTORGLOBAL IAG
Bogota, 110221
Some features on this profile are disabled
CRD#: 6730590
SC
Professional summary
Simon Correa, who also goes by Simon Correa Vanegas, Simon Vanegas, is a registered financial advisor currently at VECTORGLOBAL IAG, INC. and VECTORGLOBAL WMG located in Miami, Florida.
Simon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Simon has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Simon Correa Vanegas | Simon Vanegas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Investment Adviser Representative at Credicorp Capital Advisors LLC, an affiliated adviser of Credicorp Capital LLC (formerly: Ultralat Capital Markets, LLC). Time devoted: 10 percent of time. Start date: June 2019. Location: 801 Brickell Avenue, 10th Floor, Miami, FL 33131. 2. Registered representative of Credicorp Capital LLC (formerly: Ultralat Capital Markets, LLC, an affiliated broker dealer of Credicorp Capital Advisors LLC. Time devoted: 90 percent. Start date: October 2018. Location: 801 Brickell Avenue, 10th Floor, Miami, FL 33131.
CRS (Client Relationship Summary) - RIA
Click below to view Simon Correa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2024 - Present
VECTORGLOBAL IAG, INC.
Office #1: Calle 97 #11b-17 Oficina 301, Bogota 110221RIA
CRD#: 147129
Bogota,
Current
June 26, 2024 - Present
VECTORGLOBAL WMG
Office #1: 1001 Brickell Bay Drive Suite 1900, Miami, FL 33131BD
CRD#: 32396
Miami, FL
Past
August 6, 2019 - June 11, 2024
CREDICORP CAPITAL ADVISORS LLC
RIA
CRD#: 290081
BOGOTA,
Past
October 2, 2018 - June 11, 2024
CREDICORP CAPITAL LLC
BD
CRD#: 136791
BOGOTA,
Past
February 13, 2017 - October 6, 2017
CREDICORP CAPITAL LLC
BD
CRD#: 136791
BOGOTA,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VECTORGLOBAL IAG, INC.
FPMI LLC DBA FPW INTERNATIONAL | VECTORGLOBAL IAG, INC. | VECTORGLOBAL IAG
CRD#: 147129 / SEC#: 801-110128
RIA
Registered Investment Advisory firm - (3/17/2017 Approved)Florida
Registered Investment Advisory firm - (5/10/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2014 Failure to Renew)Iowa
Registered Investment Advisory firm - (2/6/2018 Terminated)New York
Registered Investment Advisory firm - (11/7/2014 Cancelled)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/26/2024)
IAR
Florida(6/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VI
VECTORGLOBAL IAG, INC.
FPMI LLC DBA FPW INTERNATIONAL | VECTORGLOBAL IAG, INC. | VECTORGLOBAL IAG
CRD#: 147129 / SEC#: 801-110128
RIA
Registered Investment Advisory firm - (3/17/2017 Approved)Florida
Registered Investment Advisory firm - (5/10/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2014 Failure to Renew)Iowa
Registered Investment Advisory firm - (2/6/2018 Terminated)New York
Registered Investment Advisory firm - (11/7/2014 Cancelled)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1001 Brickell Bay Drive Suite 1900, Miami, FL 33131
Mailing Address
Phone number
(305) 350-3350
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,833 |
| AUM (Assets Under Management) | $ 1,692,879,789 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
