Darrel P. Rolls

NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS,

Lake Forest, IL 60045

Some features on this profile are disabled

CRD#: 6730133

Professional summary

Darrel Patrick Rolls is a registered financial advisor currently at NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS, INC located in Lake Forest, Illinois.

Darrel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Darrel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TabulaRasa Integrative Health Inc. - Not Investment Related - 135 N Greenleaf St. Suite 120, Gurnee, IL 60031 - Mental Therapy Practice - Managing Member - Spends approximately 10 hours per month - Executive oversight of business operations.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darrel Patrick Rolls's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2021 - Present

NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS, INC

Office #1: 1 Westminster Place 100 B, Lake Forest, IL 60045

RIA

CRD#: 309269

Lake Forest, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/17/2021)

IAR

Texas
(10/27/2021)

IAR

Wisconsin
(1/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/6/2021

Uniform Investment Adviser Law Examination

Current Firm

NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS, INC

NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS, INC | NORTH SHORE CAPITAL GROUP, INC.

CRD#: 309269 / SEC#:

Illinois

Registered Investment Advisory firm - (8/21/2020 Approved)

Texas

Registered Investment Advisory firm - (10/27/2021 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (1/4/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1 Westminster Place 100 B, Lake Forest, IL 60045

Mailing Address

Phone number

(847) 735-9200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	467
AUM (Assets Under Management)	$ 40,166,057

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Allison Moran

ONEAMERICA SECURITIES, INC.

Lincolnshire, IL

Jason Erickson

VAN AKE CAPITAL LLC

IAR

WINNETKA, IL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Darrel P. Rolls

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darrel Patrick Rolls's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/6/2021

Current Firm

NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORTH SHORE CAPITAL GROUP INVESTMENT ADVISORS, INC

TRUST BUT VERIFY

Similar Advisors