Katrina A. Golden

NETWORK 1 FINANCIAL ADVISORS

Red Bank, NJ 07701

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CRD#: 6728439

Professional summary

Katrina Anne Golden, who also goes by Katrina Anne Boyle, is a registered financial advisor currently at NETWORK 1 FINANCIAL ADVISORS INC. located in Red Bank, New Jersey and NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.

Katrina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Katrina has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 99 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Katrina Anne Boyle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blue Peach Cafe, 2517 NJ-35, Manasquan, NJ. Start 03/2012. Nature of business: Restaurant. Duties: Waitress. Part-time employment. Approximately 24 hours/week. Non-investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katrina Anne Golden's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2022 - Present

NETWORK 1 FINANCIAL ADVISORS INC.

Office #1: 2 Bridge Ave Suite 241, Red Bank, NJ 07701

RIA

CRD#: 121239

Red Bank, NJ

Current

February 10, 2017 - Present

NETWORK 1 FINANCIAL SECURITIES INC.

Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701

CRD#: 13577

Red Bank, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(4/5/2019)

IAR

New Jersey
(7/11/2022)

New York
(3/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/4/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/8/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2018

General Securities Representative Examination

General Industry/Product Exam

Series 99

Date: 2/10/2017

Operations Professional Examination

SRO Registrations

FINRA

Current Firm

NETWORK 1 FINANCIAL ADVISORS INC.

CRD#: 121239 / SEC#:

Colorado

Registered Investment Advisory firm - (4/18/2016 Terminated)

Connecticut

Registered Investment Advisory firm - (9/29/2003 Approved)

Florida

Registered Investment Advisory firm - (5/30/2003 Approved)

Georgia

Registered Investment Advisory firm - (1/8/2003 Approved)

Louisiana

Registered Investment Advisory firm - (8/26/2024 Approved)

New Jersey

Registered Investment Advisory firm - (11/10/1998 Approved)

New York

Registered Investment Advisory firm - (6/16/2003 Approved)

North Carolina

Registered Investment Advisory firm - (9/15/2015 Approved)

Oregon

Registered Investment Advisory firm - (11/9/2004 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/11/2003 Approved)

Texas

Registered Investment Advisory firm - (8/31/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2 Bridge Ave Suite 241, Red Bank, NJ 07701

Mailing Address

Phone number

(732) 758-9001

Established

Firm type

Fiscal year end

# of Employees

2,411

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	80
AUM (Assets Under Management)	$ 40,940,154

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Katrina A. Golden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katrina Anne Golden's CRS (Customer Relationship Summary).

Certified licenses

Experience

NETWORK 1 FINANCIAL ADVISORS INC.

NETWORK 1 FINANCIAL SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/4/2022

Series 63

Date: 11/8/2018

SIE

Date: 10/1/2018

Series 7

Date: 9/24/2018

Series 99

Date: 2/10/2017

FINRA

Current Firm

NETWORK 1 FINANCIAL ADVISORS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NETWORK 1 FINANCIAL ADVISORS INC.

TRUST BUT VERIFY

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