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AJ

Aditi N. Jetly

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CRD#: 6727761
AJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Aditi Nimesh Jetly was a registered financial professional .

Aditi is a previously registered financial professional and started their career in finance in 2016. Aditi had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 1, 2019 - January 2, 2020

IIFL INC.

BD
CRD#: 297226
NEW YORK, NY
Past

June 11, 2018 - May 1, 2019

IIFL CAPITAL INC.

BD
CRD#: 149073
NEW YORK, NY
Past

December 6, 2016 - November 20, 2017

IIFL CAPITAL INC.

BD
CRD#: 149073
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/22/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/5/2016
General Securities Representative Examination

Current Firm

II
IIFL INC.
IIFL INC.

CRD#: 297226 / SEC#: , 8-70165

BD
Terminated by SEC on 12/05/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 01/30/2008
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
IIFL WEALTH MANAGEMENT LIMITEDSHAREHOLDER302103
CHATTERJEE, HIMADRICHIEF EXECUTIVE OFFICER, DIRECTOR6673734
CULLINANE, JOHN REIDCHIEF COMPLIANCE OFFICER5003588
OBSBAUM, FREDRIC MICHAELFINOP/CFO1160811

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IIFL INC.

CRD#: 297226

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