Daniel O. Cadena

CADENA FINANCIAL PLANNING & TAX SERVICES

SAN DIEGO, CA 92121

CRD#: 6727592

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Professional summary

Daniel Owen Cadena, CFP® is a registered financial advisor currently at CADENA FINANCIAL PLANNING & TAX SERVICES located in San Diego, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Daniel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Owen Cadena's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

November 11, 2016 - Present

CADENA FINANCIAL PLANNING & TAX SERVICES

Office #1: 6540 Lusk Blvd., Suite C-136c, San Diego, CA 92121

RIA

CRD#: 135892

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2005

Uniform Investment Adviser Law Examination

Current Firm

CADENA FINANCIAL PLANNING & TAX SERVICES

CADENA FINANCIAL PLANNING & TAX SERVICES | CADENA, DANIEL, OWEN

CRD#: 135892 / SEC#:

California

Registered Investment Advisory firm - (10/24/2005 Approved)

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Contact information

Main Address

6540 Lusk Blvd., Suite C-136c, San Diego, CA 92121

Mailing Address

Phone number

(858) 437-3836

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	184
AUM (Assets Under Management)	$ 61,200,000

Red Flags

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Firm Stability Insights

Daniel O. Cadena

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Owen Cadena's CRS (Customer Relationship Summary).

Certified licenses

Experience

CADENA FINANCIAL PLANNING & TAX SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2005

Current Firm

CADENA FINANCIAL PLANNING & TAX SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CADENA FINANCIAL PLANNING & TAX SERVICES

TRUST BUT VERIFY

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