Carlos Vasconcellos

STRIKE BRIDGE ADVISORS

MIAMI, FL

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CRD#: 6726907

Professional summary

Carlos Vasconcellos, who also goes by Carlos Vasconcellos Carvalho, is a registered financial advisor currently at STRIKE BRIDGE ADVISORS located in Miami, Florida.

Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Carlos has worked at 3 firms and has passed the Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carlos Vasconcellos Carvalho

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Investment Adviser Representative with affiliated Adviser, Andbanc Advisory LLC, located at 201 S. Biscayne Blvd, Miami FL 33131. 2. InterCap America LLC is a Holding Co. Mr. Carlos Vasconcellos is the Manager & shareholder since Mar 2017. No time is devoted to this business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Vasconcellos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2018 - Present

STRIKE BRIDGE ADVISORS

RIA

CRD#: 293822

MIAMI, FL

Past

August 8, 2023 - October 30, 2024

ANDBANC BROKERAGE, LLC

CRD#: 155979

MIAMI, FL

Past

December 2, 2016 - November 7, 2017

BELVEDERE CAPITAL ADVISOR CORP.

RIA

CRD#: 185512

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/12/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/8/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/13/2023

Securities Industry Essentials Examination

Current Firm

STRIKE BRIDGE ADVISORS

STRIKE BRIDGE ADVISORS | STRIKE BRIDGE ADVISORS LLC

CRD#: 293822 / SEC#: 801-112909

RIA

Registered Investment Advisory firm - (2/7/2019 Terminated)

Florida

Registered Investment Advisory firm - (7/17/2025 Termination Requested)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Miami, FL

Mailing Address

Phone number

+1 (305) 450-9800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carlos Vasconcellos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Vasconcellos's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRIKE BRIDGE ADVISORS

ANDBANC BROKERAGE, LLC

BELVEDERE CAPITAL ADVISOR CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/2015

Series 7TO

Date: 8/8/2023

SIE

Date: 6/13/2023

Current Firm

STRIKE BRIDGE ADVISORS

Contact information

Documents

Red Flags

Company Information

STRIKE BRIDGE ADVISORS

TRUST BUT VERIFY

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