CB
Clinton R. Beck
LBMZ SECURITIES
CHICAGO, IL 60606-1705
Some features on this profile are disabled
CRD#: 6726310
CB
Professional summary
Clinton Ross Beck, who also goes by Clinton R Beck, is a registered financial professional currently at LBMZ SECURITIES, INC. located in Chicago, Illinois.
Clinton is registered as a RR (Registered Representative) and started their career in finance in 2016. Clinton has worked at 2 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Clinton R Beck
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Clinton Ross Beck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2021 - Present
LBMZ SECURITIES, INC.
Office #1: 101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705BD
CRD#: 7874
CHICAGO, IL
Past
November 29, 2016 - January 8, 2021
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
ZIONSVILLE, IN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/12/2021)
RR
Alaska(1/12/2021)
RR
Arizona(1/12/2021)
RR
Arkansas(1/12/2021)
RR
California(1/12/2021)
RR
Colorado(1/12/2021)
RR
Connecticut(1/12/2021)
RR
Delaware(1/12/2021)
RR
District of Columbia(1/12/2021)
RR
Florida(1/12/2021)
RR
Georgia(1/12/2021)
RR
Hawaii(1/12/2021)
RR
Idaho(1/12/2021)
RR
Illinois(1/12/2021)
RR
Indiana(1/12/2021)
RR
Iowa(1/12/2021)
RR
Kansas(1/12/2021)
RR
Kentucky(1/12/2021)
RR
Louisiana(1/12/2021)
RR
Maine(1/12/2021)
RR
Maryland(1/12/2021)
RR
Massachusetts(1/12/2021)
RR
Michigan(1/12/2021)
RR
Minnesota(1/12/2021)
RR
Mississippi(1/12/2021)
RR
Missouri(1/12/2021)
RR
Montana(1/12/2021)
RR
Nebraska(1/12/2021)
RR
Nevada(1/12/2021)
RR
New Hampshire(1/12/2021)
RR
New Jersey(1/12/2021)
RR
New Mexico(1/12/2021)
RR
New York(1/12/2021)
RR
North Carolina(1/12/2021)
RR
North Dakota(1/12/2021)
RR
Ohio(1/14/2021)
RR
Oklahoma(1/12/2021)
RR
Oregon(1/12/2021)
RR
Pennsylvania(1/12/2021)
RR
Puerto Rico(1/12/2021)
RR
Rhode Island(1/12/2021)
RR
South Carolina(1/12/2021)
RR
South Dakota(1/12/2021)
RR
Texas(1/12/2021)
RR
Utah(1/12/2021)
RR
Vermont(1/12/2021)
RR
Virginia(1/12/2021)
RR
Washington(1/12/2021)
RR
West Virginia(1/12/2021)
RR
Wisconsin(1/12/2021)
RR
Wyoming(1/12/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 10/19/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 2/5/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LBMZ SECURITIES, INC.
LBMZ SECURITIES, INC. | ZACKS TRADE | ZACKS AND COMPANY | ZACKS & COMPANY, INC. | ZACKS & COMPANY
CRD#: 7874 / SEC#: , 8-23266
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705
Mailing Address
101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705
Phone number
(312) 630-9880
Established
Illinois since 09/20/1978
Firm type
Corporation
Fiscal year end
November
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
