Rose M. Zealand

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CRD#: 6723990

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rose Mary Zealand, who also goes by Rose Mary Peterson, Rose M Tocke, Rose Mary Tocke, Rose Tocke, was a registered financial professional .

Rose is a previously registered financial professional and started their career in finance in 2016. Rose had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rose Mary Peterson | Rose M Tocke | Rose Mary Tocke | Rose Tocke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Board of Community Foundation of Gunnison Valley, Finance committee, Board Address: 525 North Main Street, Gunnison, CO 81230, Nature of the business: Financial and educational support to the network of other non-profits in the community, Board member, chair of development committee. Start date of relationship: Board member since 1/1/2018. Chair of Development Committee since 1/1/2019 Approximate hours/month to devote: averages between 5-10 hours per month Duties: Fiduciary duty as a board member. Establish and oversee fundraising goals and strategies as Development Committee Chair.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 6, 2024 - June 9, 2025

KAHLER FINANCIAL GROUP, INC.

RIA

CRD#: 124042

Rapid City, SD

Past

August 18, 2023 - June 4, 2024

MAIA WEALTH

RIA

CRD#: 292817

Helena, MT

Past

March 24, 2017 - May 24, 2022

EDWARD JONES

RIA

CRD#: 250

GUNNISON, CO

Past

December 21, 2016 - May 24, 2022

EDWARD JONES

CRD#: 250

GUNNISON, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KAHLER FINANCIAL GROUP, INC.

CRD#: 124042 / SEC#: 801-62099

RIA

Registered Investment Advisory firm - (6/5/2003 Approved)

South Dakota

Registered Investment Advisory firm - (1/19/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/17/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2016

General Securities Representative Examination

Current Firm

KAHLER FINANCIAL GROUP, INC.

CRD#: 124042 / SEC#: 801-62099

RIA

Registered Investment Advisory firm - (6/5/2003 Approved)

South Dakota

Registered Investment Advisory firm - (1/19/2005 Terminated)

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Contact information

Main Address

1010 9th Street Suite 1, Rapid City, SD 57701

Mailing Address

Phone number

(605) 343-1400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	537
AUM (Assets Under Management)	$ 173,896,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rose M. Zealand

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KAHLER FINANCIAL GROUP, INC.

MAIA WEALTH

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

KAHLER FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/17/2017

SIE

Date: 10/1/2018

Series 7

Date: 12/21/2016

Current Firm

KAHLER FINANCIAL GROUP, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KAHLER FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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