Jennifer Flott
Professional summary
Jennifer Flott, who also goes by Jennifer Lea Flott, is a registered financial professional currently at AE FINANCIAL SERVICES, LLC located in Topeka, Kansas.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2018. Jennifer has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Flott's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2020 - Present
AE FINANCIAL SERVICES, LLC
Office #1: 4125 Sw Gage Center Dr, Topeka, KS 66614August 28, 2018 - November 13, 2018
MADISON AVENUE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/28/2021)
Exams
FINRA
Current Firm
AE FINANCIAL SERVICES, LLC
CRD#: 298608 / SEC#: , 8-70214
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AE FS HOLDINGS, LLC | OWNER | |
| CALLANAN, DAVID JAMES | CHIEF EXECUTIVE OFFICER | 4237166 |
| GOCHENOUR, JOLENE KAY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 6728358 |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHOLZ, SHAWN | PRESIDENT | 2891167 |
| WOLFE, DAVID ROBB | GENERAL COUNSEL AND SECRETARY | 6603373 |
Red Flags
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