Daniel L. Gibbons

OPAL WEALTH ADVISORS

Jericho, NY 11753

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CRD#: 6722849

Professional summary

Daniel Lloyd Gibbons, who also goes by Dan Gibbons, Daniel Lloyd Gibbons, is a registered financial advisor currently at OPAL WEALTH ADVISORS, LLC located in Jericho, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Jericho, New York.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Daniel has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Gibbons | Daniel Lloyd Gibbons

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Opal Wealth Management. Investment related. Located at 2 Jericho Plaza, Ste 208, Jericho, NY 11753. Nature - RIA. Position - Client Service Associate. Start - 09/2021. 160 hours per month, 135 hours during trading hours. Duties - Client service and onboarding.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Lloyd Gibbons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2025 - Present

OPAL WEALTH ADVISORS, LLC

Office #1: 2 Jericho Plaza Suite 208, Jericho, NY 11753

RIA

CRD#: 289759

Jericho, NY

Current

September 15, 2021 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 2 Jericho Plaza Suite 208, Jericho, NY 11753

CRD#: 35747

Jericho, NY

Past

September 18, 2019 - June 7, 2021

EQUITABLE ADVISORS, LLC

CRD#: 6627

WOODBURY, NY

Past

May 7, 2019 - July 3, 2019

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

HAUPPAUGE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPAL WEALTH ADVISORS, LLC

BLAISE ADVISORS, LLC | OPAL WEALTH ADVISORS, LLC

CRD#: 289759 / SEC#: 801-114223

RIA

Registered Investment Advisory firm - (11/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(9/15/2021)

IAR

New York
(9/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/30/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/6/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/8/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

OPAL WEALTH ADVISORS, LLC

BLAISE ADVISORS, LLC | OPAL WEALTH ADVISORS, LLC

CRD#: 289759 / SEC#: 801-114223

RIA

Registered Investment Advisory firm - (11/1/2018 Approved)

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Contact information

Main Address

2 Jericho Plaza Suite 208, Jericho, NY 11753

Mailing Address

Phone number

(516) 388-7980

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR OPAL WEALTH ADVISORS, LLC (7/15/2025)

Regulatory assets under management

Total Number of Accounts	2,097
AUM (Assets Under Management)	$ 1,029,200,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/26/2025	Cover Page	Report
09/16/2024	Cover Page	Report
01/05/2024	Cover Page	Report
11/01/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel L. Gibbons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Lloyd Gibbons's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

EQUITABLE ADVISORS, LLC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

OPAL WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/2025

Series 63

Date: 9/30/2019

Series 7TO

Date: 5/6/2019

SIE

Date: 3/8/2019

FINRA

Current Firm

OPAL WEALTH ADVISORS, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

OPAL WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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