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Lauren Elizabeth Werckenthien

Lauren E. Werckenthien

SECURESTATE
Pendleton, IN 46064
Some features on this profile are disabled
CRD#: 6722782
Lauren Elizabeth Werckenthien

Professional summary

Lauren Elizabeth Werckenthien, CFP®, who also goes by Lauren Elizabeth Werckenthien, Lauren Werckenthien, Lauren Elizabeth Wilson, Lauren Wilson, is a registered financial advisor currently at SECURESTATE located in Pendleton, Indiana and PRIVATE CLIENT SERVICES, LLC located in Louisville, Kentucky.

Lauren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Lauren has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Lauren Elizabeth Werckenthien | Lauren Werckenthien | Lauren Elizabeth Wilson | Lauren Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Elizabeth Werckenthien's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

August 13, 2020 - Present

SECURESTATE

Office #1: 100 S Main St., Pendleton, IN 46064
RIA
CRD#: 309230
Pendleton, IN
Current

August 10, 2020 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 2225 Lexington Rd, Louisville, KY 40206
RIA
BD
CRD#: 120222
Louisville, KY
Past

June 22, 2018 - September 8, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Pendleton, IN
Past

October 18, 2017 - September 8, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
PENDELTON, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Illinois
(8/28/2020)
RR
Indiana
(8/10/2020)
IAR
Indiana
(8/13/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/21/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/18/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SE
SECURESTATE
SECURESTATE | SECURESTATE FINANCIAL SERVICES, INC.

CRD#: 309230 / SEC#:

Illinois
Registered Investment Advisory firm - (8/28/2020 Approved)
Indiana
Registered Investment Advisory firm - (8/13/2020 Approved)
Texas
Registered Investment Advisory firm - (4/1/2022 Conditional Restricted)
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Contact information

Main Address
100 S Main St., Pendleton, IN 46064
Mailing Address
Phone number
(765) 778-7415
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts559
AUM (Assets Under Management)$ 85,152,432

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SECURESTATE

CRD#: 309230Pendleton, IN 46064

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