Lauren E. Werckenthien

SECURESTATE

Pendleton, IN 46064

Some features on this profile are disabled

CRD#: 6722782

Professional summary

Lauren Elizabeth Werckenthien, CFP®, who also goes by Lauren Elizabeth Werckenthien, Lauren Werckenthien, Lauren Elizabeth Wilson, Lauren Wilson, is a registered financial advisor currently at SECURESTATE located in Pendleton, Indiana and PRIVATE CLIENT SERVICES, LLC located in Louisville, Kentucky.

Lauren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Lauren has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lauren Elizabeth Werckenthien | Lauren Werckenthien | Lauren Elizabeth Wilson | Lauren Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)SecurEstate Financial Services, 100 South Main Street, Pendleton IN 46064. Vice President and Financial Advisor of the RIA established to provide Investment Advice, Asset/Investment Management and Financial Planning Services (Retirement Planning, Estate Planning). 120 hours/month, 120 during trading hours. 2) South Madison Community Foundation-Investment Committee Member. 233 S Main Street, Pendleton, IN 46064. Non-profit community foundation within Madison County, Indiana. Member of the investment committee. Start date with business: 2023-05-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Elizabeth Werckenthien's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

August 13, 2020 - Present

SECURESTATE

Office #1: 100 S Main St., Pendleton, IN 46064

RIA

CRD#: 309230

Pendleton, IN

Current

August 10, 2020 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 2225 Lexington Rd, Louisville, KY 40206

RIA

CRD#: 120222

Louisville, KY

Past

June 22, 2018 - September 8, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Pendleton, IN

Past

October 18, 2017 - September 8, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

PENDELTON, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Illinois
(8/28/2020)

Indiana
(8/10/2020)

IAR

Indiana
(8/13/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/21/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SECURESTATE

SECURESTATE | SECURESTATE FINANCIAL SERVICES, INC.

CRD#: 309230 / SEC#:

Illinois

Registered Investment Advisory firm - (8/28/2020 Approved)

Indiana

Registered Investment Advisory firm - (8/13/2020 Approved)

Texas

Registered Investment Advisory firm - (4/1/2022 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

100 S Main St., Pendleton, IN 46064

Mailing Address

Phone number

(765) 778-7415

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	559
AUM (Assets Under Management)	$ 85,152,432

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Conlon

WEALTH ADVISORS GROUP, LLC

IAR

Coralville, IA

Kevin Ruth

RAYMOND JAMES & ASSOCIATES, INC.

ST. PETERSBURG, FL

Anita Cepeda

MORGAN STANLEY

Tampa, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lauren E. Werckenthien

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Elizabeth Werckenthien's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURESTATE

PRIVATE CLIENT SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/21/2018

SIE

Date: 10/1/2018

Series 7

Date: 10/18/2017

FINRA

Current Firm

SECURESTATE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SECURESTATE

TRUST BUT VERIFY

Similar Advisors